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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMA
2426
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$46K ﹤0.01%
3,367
+3,010
+843% +$41K
RVBD
2427
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$46K ﹤0.01%
2,257
-787
-26% -$15.1K
CYB
2428
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$46K ﹤0.01%
1,834
-16,083
-90% -$409K
ACGL icon
2429
Arch Capital
ACGL
$33.7B
$45K ﹤0.01%
2,244
+213
+10% +$4.04K
BTZ icon
2430
BlackRock Credit Allocation Income Trust
BTZ
$957M
$45K ﹤0.01%
3,514
+615
+21% +$8.21K
CEV
2431
Eaton Vance California Municipal Income Trust
CEV
$74.1M
$45K ﹤0.01%
3,454
-350
-9% -$4.46K
GATX icon
2432
GATX Corp
GATX
$6.36B
$45K ﹤0.01%
790
+88
+13% +$5.23K
GEL icon
2433
Genesis Energy
GEL
$1.94B
$45K ﹤0.01%
1,050
-1,050
-50% -$48.3K
KNCT icon
2434
Invesco Next Gen Connectivity ETF
KNCT
$165M
$45K ﹤0.01%
1,300
– –
PPLT
2435
abrdn Physical Platinum Shares ETF
PPLT
$2.04B
$45K ﹤0.01%
3,870
-5,980
-61% -$71.4K
SCHZ icon
2436
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$45K ﹤0.01%
+1,702
New +$44.4K
YORW icon
2437
York Water
YORW
$538M
$45K ﹤0.01%
1,935
+435
+29% +$9.28K
ZBRA icon
2438
Zebra Technologies
ZBRA
$17.7B
$45K ﹤0.01%
550
+64
+13% +$4.61K
AT
2439
DELISTED
Atlantic Power Corporation
AT
$45K ﹤0.01%
16,592
-3,974
-19% -$9.15K
MBFI
2440
DELISTED
MB Financial Corp
MBFI
$45K ﹤0.01%
1,372
– –
CAA
2441
DELISTED
CalAtlantic Group, Inc.
CAA
$45K ﹤0.01%
1,242
-182
-13% -$6.75K
BDBD
2442
DELISTED
BOULDER BRANDS INC
BDBD
$45K ﹤0.01%
+4,000
New +$42.2K
AVNT icon
2443
Avient
AVNT
$4.23B
$44K ﹤0.01%
1,162
+256
+28% +$9.35K
BPOP icon
2444
Popular Inc
BPOP
$11.3B
$44K ﹤0.01%
1,325
+99
+8% +$3.1K
FDM icon
2445
First Trust Dow Jones Select MicroCap Index Fund
FDM
$273M
$44K ﹤0.01%
1,315
-56
-4% -$1.76K
FXR icon
2446
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$772M
$44K ﹤0.01%
1,465
+625
+74% +$18.5K
IQV icon
2447
IQVIA
IQV
$39.4B
$44K ﹤0.01%
732
+359
+96% +$20.5K
XOMA
2448
DELISTED
Xoma
XOMA
$44K ﹤0.01%
609
-223
-27% -$19.1K
IMGN
2449
DELISTED
Immunogen Inc
IMGN
$44K ﹤0.01%
6,619
+4,101
+163% +$37.5K
FMBI
2450
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$44K ﹤0.01%
2,578
+275
+12% +$4.57K
96 97
98
99 100

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.