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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Financials 4.54%
3 Technology 4.38%
4 Healthcare 4.14%
5 Industrials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAR icon
2426
Avis
CAR
$4.93B
$27K ﹤0.01%
483
+36
+8% +$2.25K
CRL icon
2427
Charles River Laboratories
CRL
$13.4B
$27K ﹤0.01%
456
+36
+9% +$2.06K
FAS icon
2428
Direxion Daily Financial Bull 3x ETF
FAS
$2.5B
$27K ﹤0.01%
+1,008
New +$25.8K
GAIN icon
2429
Gladstone Investment Corp
GAIN
$658M
$27K ﹤0.01%
3,800
– –
HMN icon
2430
Horace Mann Educators
HMN
$2.09B
$27K ﹤0.01%
955
-70
-7% -$2.06K
JOE icon
2431
St. Joe Company
JOE
$3.87B
$27K ﹤0.01%
1,359
-161
-11% -$3.61K
MQY icon
2432
BlackRock MuniYield Quality Fund
MQY
$811M
$27K ﹤0.01%
1,800
– –
MRVL icon
2433
Marvell Technology
MRVL
$199B
$27K ﹤0.01%
2,006
+174
+9% +$2.4K
MYD
2434
DELISTED
BlackRock MuniYield Fund
MYD
$27K ﹤0.01%
1,900
– –
NQP
2435
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$27K ﹤0.01%
1,968
– –
NUW icon
2436
Nuveen AMT-Free Municipal Value Fund
NUW
$253M
$27K ﹤0.01%
1,640
– –
NZF icon
2437
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$27K ﹤0.01%
2,000
– –
PB icon
2438
Prosperity Bancshares
PB
$8.95B
$27K ﹤0.01%
463
+304
+191% +$18.2K
RHP icon
2439
Ryman Hospitality Properties
RHP
$7.82B
$27K ﹤0.01%
577
+15
+3% +$729
SCI icon
2440
Service Corp International
SCI
$11.5B
$27K ﹤0.01%
1,289
+1
+0.1% +$21
SRL icon
2441
Scully Royalty
SRL
$90.9M
$27K ﹤0.01%
754
– –
TDS icon
2442
Telephone and Data Systems
TDS
$4.03B
$27K ﹤0.01%
1,126
-56
-5% -$1.42K
AFT
2443
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$27K ﹤0.01%
1,605
+1,464
+1,038% +$25.8K
ACOR
2444
DELISTED
Acorda Therapeutics
ACOR
$27K ﹤0.01%
7
+6
+600% +$22.5K
JMF
2445
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$27K ﹤0.01%
1,210
-95
-7% -$2.06K
SUSQ
2446
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$27K ﹤0.01%
2,712
+1,000
+58% +$10.3K
GSP
2447
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$27K ﹤0.01%
894
– –
BBK
2448
DELISTED
Blackrock Municipal Bond Trust
BBK
$27K ﹤0.01%
1,794
– –
MEMP
2449
DELISTED
Memorial Production Partners LP Common Units
MEMP
$27K ﹤0.01%
1,226
+28
+2% +$646
AL
2450
DELISTED
Air Lease Corp
AL
$26K ﹤0.01%
809
+3
+0.4% +$109
96 97
98
99 100

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.2% a quarter earlier, followed by Financials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.