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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Financials 4.54%
3 Technology 4.38%
4 Healthcare 4.14%
5 Industrials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLOW icon
2401
Douglas Dynamics
PLOW
$981M
$28K ﹤0.01%
1,450
– –
RFV icon
2402
Invesco S&P MidCap 400 Pure Value ETF
RFV
$343M
$28K ﹤0.01%
556
– –
SAFE
2403
Safehold
SAFE
$1.1B
$28K ﹤0.01%
424
+47
+12% +$3.32K
SAIC icon
2404
Saic
SAIC
$5.35B
$28K ﹤0.01%
639
-197
-24% -$8.67K
SBAC icon
2405
SBA Communications
SBAC
$19.8B
$28K ﹤0.01%
248
+90
+57% +$9.72K
TDW icon
2406
Tidewater
TDW
$4.55B
$28K ﹤0.01%
22
+19
+633% +$29.7K
TRMK icon
2407
Trustmark
TRMK
$2.8B
$28K ﹤0.01%
1,220
+12
+1% +$284
TXRH icon
2408
Texas Roadhouse
TXRH
$14.1B
$28K ﹤0.01%
1,019
-86
-8% -$2.24K
WCN
2409
Waste Connections
WCN
$41.6B
$28K ﹤0.01%
851
+302
+55% +$9.8K
SPLK
2410
DELISTED
Splunk Inc
SPLK
$28K ﹤0.01%
507
-4,071
-89% -$203K
IMGN
2411
DELISTED
Immunogen Inc
IMGN
$28K ﹤0.01%
2,518
+295
+13% +$3.34K
SFUN
2412
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$28K ﹤0.01%
57
+20
+54% +$11K
MLPY
2413
DELISTED
Morgan Stanley Cushing MLP High Income Index ETN
MLPY
$28K ﹤0.01%
1,453
– –
AVX
2414
DELISTED
AVX Corporation
AVX
$28K ﹤0.01%
2,119
+2,100
+11,053% +$28.2K
EVEP
2415
DELISTED
EV Energy Partners, L.P.
EVEP
$28K ﹤0.01%
794
– –
BBRC
2416
DELISTED
Columbia Beyond BRICs ETF
BBRC
$28K ﹤0.01%
+1,273
New +$29K
NPT
2417
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$28K ﹤0.01%
2,162
+20
+0.9% +$254
AWAY
2418
DELISTED
HOMEAWAY INC COM
AWAY
$28K ﹤0.01%
799
+725
+980% +$24.2K
BQY
2419
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
$28K ﹤0.01%
2,165
– –
BYI
2420
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$28K ﹤0.01%
349
– –
MUS
2421
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$28K ﹤0.01%
+2,167
New +$28.1K
QUNR
2422
DELISTED
Qunar Cayman Islands Limited
QUNR
$28K ﹤0.01%
1,000
– –
OB
2423
DELISTED
Onebeacon Insurance Group Ltd
OB
$28K ﹤0.01%
1,817
-57
-3% -$896
ALLY icon
2424
Ally Financial
ALLY
$13.6B
$27K ﹤0.01%
1,188
+538
+83% +$12.8K
AVAV icon
2425
AeroVironment
AVAV
$9.59B
$27K ﹤0.01%
904
+450
+99% +$14.3K
95 96
97
98 99

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.2% a quarter earlier, followed by Financials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.