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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Financials 4.54%
3 Technology 4.38%
4 Healthcare 4.14%
5 Industrials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLJ icon
2376
RLJ Lodging Trust
RLJ
$1.68B
$29K ﹤0.01%
1,052
+957
+1,007% +$27.9K
URTH icon
2377
iShares MSCI World ETF
URTH
$8.41B
$29K ﹤0.01%
400
-249
-38% -$18.1K
WWW icon
2378
Wolverine World Wide
WWW
$1.69B
$29K ﹤0.01%
1,152
+38
+3% +$979
TRQ
2379
DELISTED
Turquoise Hill Resources Ltd
TRQ
$29K ﹤0.01%
780
– –
IBKC
2380
DELISTED
IBERIABANK Corp
IBKC
$29K ﹤0.01%
468
-8
-2% -$528
INF
2381
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$29K ﹤0.01%
+1,269
New +$30.5K
ZF
2382
DELISTED
Virtus Total Return Fund Inc.
ZF
$29K ﹤0.01%
1,884
+1,670
+780% +$25.9K
CTWS
2383
DELISTED
Connecticut Water Service Inc
CTWS
$29K ﹤0.01%
884
+3
+0.3% +$98
RDC
2384
DELISTED
Rowan Companies Plc
RDC
$29K ﹤0.01%
1,157
-164
-12% -$4.84K
TLP
2385
DELISTED
Transmontaigne
TLP
$29K ﹤0.01%
707
– –
MLPG
2386
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J
MLPG
$29K ﹤0.01%
682
– –
SWFT
2387
DELISTED
Swift Transportation Company
SWFT
$29K ﹤0.01%
1,362
-5
-0.4% -$110
SPN
2388
DELISTED
Superior Energy Services, Inc.
SPN
$29K ﹤0.01%
89
+46
+107% +$15.9K
TCF
2389
DELISTED
TCF Financial Corporation
TCF
$29K ﹤0.01%
1,844
– –
BWG
2390
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$28K ﹤0.01%
+1,642
New +$29.6K
CDE icon
2391
Coeur Mining
CDE
$19.8B
$28K ﹤0.01%
5,694
+5
+0.1% +$38
COLB icon
2392
Columbia Banking Systems
COLB
$9.21B
$28K ﹤0.01%
1,116
– –
DX
2393
Dynex Capital
DX
$3.26B
$28K ﹤0.01%
1,156
+6
+0.5% +$152
EVR icon
2394
Evercore
EVR
$12B
$28K ﹤0.01%
594
+103
+21% +$5.34K
GGG icon
2395
Graco
GGG
$13.2B
$28K ﹤0.01%
1,137
+279
+33% +$7.06K
HLX icon
2396
Helix Energy Solutions
HLX
$1.5B
$28K ﹤0.01%
1,270
-630
-33% -$16.1K
NNI icon
2397
Nelnet
NNI
$4.56B
$28K ﹤0.01%
659
– –
OIH icon
2398
VanEck Oil Services ETF
OIH
$1.98B
$28K ﹤0.01%
29
+25
+625% +$27.1K
PDI icon
2399
PIMCO Dynamic Income Fund
PDI
$7.32B
$28K ﹤0.01%
+900
New +$29.3K
PERI icon
2400
Perion Network
PERI
$382M
$28K ﹤0.01%
1,667
– –
94 95
96
97 98

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.2% a quarter earlier, followed by Financials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.