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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRK icon
2376
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$930M
$22K ﹤0.01%
1,817
– –
NXG
2377
NXG NextGen Infrastructure Income Fund
NXG
$355M
$22K ﹤0.01%
+241
New +$22.8K
PSHG icon
2378
Performance Shipping
PSHG
$21.5M
– –
0
– –
SYNA icon
2379
Synaptics
SYNA
$4.2B
$22K ﹤0.01%
+494
New +$20.2K
VERU icon
2380
Veru
VERU
$46M
$22K ﹤0.01%
+220
New +$20.3K
VPG icon
2381
Vishay Precision Group
VPG
$908M
$22K ﹤0.01%
1,503
– –
VRNT
2382
DELISTED
Verint Systems
VRNT
$22K ﹤0.01%
1,146
– –
CDMO
2383
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$22K ﹤0.01%
2,286
+2,143
+1,499% +$21.3K
CTR
2384
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$22K ﹤0.01%
200
– –
SJR
2385
DELISTED
Shaw Communications Inc.
SJR
$22K ﹤0.01%
942
+12
+1% +$290
IMLP
2386
DELISTED
iPath S&P MLP ETN
IMLP
$22K ﹤0.01%
+800
New +$22.5K
MIE
2387
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$22K ﹤0.01%
1,293
+23
+2% +$432
MINI
2388
DELISTED
Mobile Mini Inc
MINI
$22K ﹤0.01%
+617
New +$20.3K
INB
2389
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$22K ﹤0.01%
2,067
+25
+1% +$267
GHDX
2390
DELISTED
Genomic Health, Inc.
GHDX
$22K ﹤0.01%
734
– –
ECYT
2391
DELISTED
Endocyte, Inc. Common Stock
ECYT
$22K ﹤0.01%
+1,626
New +$25.7K
DWCH
2392
DELISTED
Datawatch Corp
DWCH
$22K ﹤0.01%
+800
New +$18.7K
LOCK
2393
DELISTED
LifeLock, Inc.
LOCK
$22K ﹤0.01%
+1,500
New +$18.8K
PEOP
2394
DELISTED
PEOPLES FED BANCSHARES INC COM STK (MD)
PEOP
$22K ﹤0.01%
1,250
– –
MUS
2395
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$22K ﹤0.01%
1,750
– –
MDD
2396
DELISTED
SPDR S&P INTERNATIONAL MID CAP ETF
MDD
$22K ﹤0.01%
667
– –
KEG
2397
DELISTED
KEY ENERGY SERVICES INC
KEG
$22K ﹤0.01%
2,945
+875
+42% +$6.54K
AGD
2398
abrdn Global Dynamic Dividend Fund
AGD
$324M
$21K ﹤0.01%
2,252
+15
+0.7% +$141
ALEX
2399
DELISTED
Alexander & Baldwin
ALEX
$21K ﹤0.01%
572
+300
+110% +$12K
AMRN
2400
Amarin Corp
AMRN
$299M
$21K ﹤0.01%
170
+148
+673% +$17.7K
94 95
96
97 98

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HAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.