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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGT icon
2351
BlackRock Floating Rate Income Trust
BGT
$324M
$169K ﹤0.01%
14,730
-16,066
-52% -$201K
PSCT icon
2352
Invesco S&P SmallCap Information Technology ETF
PSCT
$516M
$169K ﹤0.01%
7,353
-1,983
-21% -$49.1K
PVL
2353
Permianville Royalty Trust
PVL
$58.1M
$169K ﹤0.01%
89,800
+51,000
+131% +$138K
USNA icon
2354
Usana Health Sciences
USNA
$248M
$169K ﹤0.01%
1,429
+430
+43% +$49.7K
VGI
2355
Virtus Global Multi-Sector Income Fund
VGI
$82.9M
$169K ﹤0.01%
15,261
-2,211
-13% -$26.3K
MEET
2356
DELISTED
The Meet Group, Inc. Common Stock
MEET
$169K ﹤0.01%
36,400
-3,082
-8% -$13.1K
BST icon
2357
BlackRock Science and Technology Trust
BST
$1.74B
$168K ﹤0.01%
6,174
-4,166
-40% -$122K
EXK
2358
Endeavour Silver
EXK
$3.14B
$168K ﹤0.01%
77,856
– –
HLF icon
2359
Herbalife
HLF
$1.28B
$168K ﹤0.01%
2,840
+1,456
+105% +$80.4K
SPMB icon
2360
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.05B
$168K ﹤0.01%
6,608
+3,688
+126% +$92.4K
THD icon
2361
iShares MSCI Thailand ETF
THD
$353M
$168K ﹤0.01%
2,035
-5,673
-74% -$492K
OLD
2362
DELISTED
The Long-Term Care ETF
OLD
$168K ﹤0.01%
6,676
+2,753
+70% +$72.1K
NLSN
2363
DELISTED
Nielsen Holdings plc
NLSN
$168K ﹤0.01%
7,208
-1,605
-18% -$41.6K
ATR icon
2364
AptarGroup
ATR
$8.4B
$167K ﹤0.01%
1,806
+336
+23% +$34.2K
WSM icon
2365
Williams-Sonoma
WSM
$28.5B
$167K ﹤0.01%
6,638
-3,498
-35% -$100K
GHDX
2366
DELISTED
Genomic Health, Inc.
GHDX
$167K ﹤0.01%
2,602
+753
+41% +$52.8K
ADME icon
2367
Aptus Behavioral Momentum ETF
ADME
$308M
$166K ﹤0.01%
5,865
-50
-0.8% -$1.58K
LECO icon
2368
Lincoln Electric
LECO
$15.6B
$166K ﹤0.01%
2,103
+86
+4% +$7.14K
VVV icon
2369
Valvoline
VVV
$4.34B
$166K ﹤0.01%
8,547
+6,965
+440% +$139K
DLB icon
2370
Dolby
DLB
$5.85B
$165K ﹤0.01%
2,680
+68
+3% +$4.58K
FOXF icon
2371
Fox Factory Holding Corp
FOXF
$883M
$165K ﹤0.01%
2,761
+1,015
+58% +$63.2K
IBMK
2372
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$165K ﹤0.01%
6,401
+256
+4% +$6.5K
CZR icon
2373
Caesars Entertainment
CZR
$6.05B
$164K ﹤0.01%
4,167
+909
+28% +$36.1K
ERIC icon
2374
Ericsson
ERIC
$33.6B
$164K ﹤0.01%
18,569
+1,841
+11% +$16K
FEMS icon
2375
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$254M
$164K ﹤0.01%
5,110
-2,331
-31% -$78.3K
93 94
95
96 97

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.