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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCV icon
2351
Invesco California Value Municipal Income Trust
VCV
$527M
$51K ﹤0.01%
3,947
+61
+2% +$763
LGCY
2352
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$51K ﹤0.01%
4,547
+2,584
+132% +$49.3K
BSJI
2353
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$51K ﹤0.01%
1,987
+1,382
+228% +$36.4K
EQC.PRE
2354
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$51K ﹤0.01%
2,000
+1,000
+100% +$25.6K
LXK
2355
DELISTED
Lexmark Intl Inc
LXK
$51K ﹤0.01%
1,242
+271
+28% +$11.3K
AKR icon
2356
Acadia Realty Trust
AKR
$2.87B
$50K ﹤0.01%
1,570
– –
ATR icon
2357
AptarGroup
ATR
$8.39B
$50K ﹤0.01%
756
+22
+3% +$1.4K
JNPR
2358
DELISTED
Juniper Networks
JNPR
$50K ﹤0.01%
2,185
-289
-12% -$6.14K
NCLH icon
2359
Norwegian Cruise Line
NCLH
$8.8B
$50K ﹤0.01%
1,097
+538
+96% +$21.6K
SJT
2360
San Juan Basin Royalty Trust
SJT
$133M
$50K ﹤0.01%
3,479
-27,455
-89% -$465K
WDAY icon
2361
Workday
WDAY
$49.2B
$50K ﹤0.01%
613
-287
-32% -$24.8K
XHS icon
2362
State Street SPDR S&P Health Care Services ETF
XHS
$209M
$50K ﹤0.01%
900
-100
-10% -$5.37K
MAGN
2363
Magnera Corp
MAGN
$434M
$50K ﹤0.01%
152
+4
+3% +$1.29K
HEP
2364
DELISTED
Holly Energy Partners, L.P.
HEP
$50K ﹤0.01%
1,659
+759
+84% +$25K
HRC
2365
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$50K ﹤0.01%
1,091
+749
+219% +$33.2K
CFNB
2366
DELISTED
California First National Banc
CFNB
$50K ﹤0.01%
3,500
– –
PVTB
2367
DELISTED
PrivateBancorp Inc
PVTB
$50K ﹤0.01%
1,500
-4,100
-73% -$128K
CSI
2368
DELISTED
Cutwater Select Income Fund
CSI
$50K ﹤0.01%
2,500
– –
N
2369
DELISTED
Netsuite Inc
N
$50K ﹤0.01%
517
+389
+304% +$39.7K
CBOE icon
2370
Cboe Global Markets
CBOE
$31B
$49K ﹤0.01%
803
+501
+166% +$29.9K
COKE icon
2371
Coca-Cola Consolidated
COKE
$12.4B
$49K ﹤0.01%
+5,520
New +$47.6K
EOS
2372
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
$49K ﹤0.01%
3,564
+404
+13% +$5.55K
FUND
2373
Sprott Focus Trust
FUND
$323M
$49K ﹤0.01%
6,857
-5,198
-43% -$38.7K
ING icon
2374
ING
ING
$102B
$49K ﹤0.01%
3,792
+2,149
+131% +$29.9K
MORN icon
2375
Morningstar
MORN
$7.73B
$49K ﹤0.01%
707
+70
+11% +$4.64K
93 94
95
96 97

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.