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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Financials 4.54%
3 Technology 4.38%
4 Healthcare 4.14%
5 Industrials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TY icon
2351
TRI-Continental Corp
TY
$1.92B
$30K ﹤0.01%
1,433
– –
VYX icon
2352
NCR Voyix
VYX
$1.15B
$30K ﹤0.01%
1,477
+193
+15% +$3.92K
YORW icon
2353
York Water
YORW
$537M
$30K ﹤0.01%
1,500
– –
NM
2354
DELISTED
Navios Maritime Holdings Inc.
NM
$30K ﹤0.01%
500
– –
FNI
2355
DELISTED
First Trust Chindia ETF
FNI
$30K ﹤0.01%
998
+300
+43% +$9.25K
SMM
2356
DELISTED
Salient Midstream & MLP Fund
SMM
$30K ﹤0.01%
+1,019
New +$29.9K
FOE
2357
DELISTED
Ferro Corporation
FOE
$30K ﹤0.01%
+2,053
New +$27.4K
TTP
2358
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$30K ﹤0.01%
+217
New +$30.4K
FRAK
2359
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$30K ﹤0.01%
102
– –
AWH
2360
DELISTED
Allied World Assurance Co Hld Lt
AWH
$30K ﹤0.01%
808
+291
+56% +$10.8K
ACNB icon
2361
ACNB Corp
ACNB
$656M
$29K ﹤0.01%
1,500
+500
+50% +$9.59K
AORT icon
2362
Artivion
AORT
$1.4B
$29K ﹤0.01%
2,900
+2,750
+1,833% +$27K
BCRX icon
2363
BioCryst Pharmaceuticals
BCRX
$2.48B
$29K ﹤0.01%
3,000
– –
BGY icon
2364
BlackRock Enhanced International Dividend Trust
BGY
$533M
$29K ﹤0.01%
3,810
-725
-16% -$5.73K
CRK icon
2365
Comstock Resources
CRK
$4.01B
$29K ﹤0.01%
313
+10
+3% +$1.19K
DRH icon
2366
Diamondrock Hospitality Co
DRH
$2.53B
$29K ﹤0.01%
2,272
+402
+21% +$5.21K
DTRE icon
2367
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.7M
$29K ﹤0.01%
697
– –
FOSL icon
2368
Fossil Group
FOSL
$319M
$29K ﹤0.01%
309
-229
-43% -$23.1K
FXF icon
2369
Invesco CurrencyShares Swiss Franc Trust
FXF
$396M
$29K ﹤0.01%
283
– –
HEQ
2370
John Hancock Hedged Equity & Income Fund
HEQ
$142M
$29K ﹤0.01%
1,635
-526
-24% -$9.54K
HLF icon
2371
Herbalife
HLF
$1.27B
$29K ﹤0.01%
1,332
-290
-18% -$7.75K
NRO
2372
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$29K ﹤0.01%
6,356
+6,341
+42,273% +$30.3K
ODP
2373
DELISTED
ODP
ODP
$29K ﹤0.01%
559
-49
-8% -$2.59K
PCF
2374
High Income Securities Fund
PCF
$103M
$29K ﹤0.01%
3,440
– –
PSO icon
2375
Pearson
PSO
$9.81B
$29K ﹤0.01%
1,434
+1,000
+230% +$19.1K
93 94
95
96 97

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.2% a quarter earlier, followed by Financials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.