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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKX icon
2351
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$664M
$28K ﹤0.01%
2,076
+1,666
+406% +$21.5K
R icon
2352
Ryder
R
$10.1B
$28K ﹤0.01%
345
-819
-70% -$60.7K
SUI icon
2353
Sun Communities
SUI
$14.4B
$28K ﹤0.01%
600
– –
UFI icon
2354
UNIFI
UFI
$127M
$28K ﹤0.01%
1,235
-271
-18% -$6.61K
URTH icon
2355
iShares MSCI World ETF
URTH
$8.4B
$28K ﹤0.01%
400
– –
ZROZ icon
2356
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.31B
$28K ﹤0.01%
300
– –
CTB
2357
DELISTED
Cooper Tire & Rubber Co.
CTB
$28K ﹤0.01%
1,162
-44,973
-97% -$1.07M
TIF
2358
DELISTED
Tiffany & Co.
TIF
$28K ﹤0.01%
326
– –
TRQ
2359
DELISTED
Turquoise Hill Resources Ltd
TRQ
$28K ﹤0.01%
830
+440
+113% +$15.4K
MINI
2360
DELISTED
Mobile Mini Inc
MINI
$28K ﹤0.01%
638
– –
RKT
2361
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$28K ﹤0.01%
534
-72
-12% -$3.77K
BQY
2362
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
$28K ﹤0.01%
2,165
+2,000
+1,212% +$25.4K
HOLX
2363
DELISTED
Hologic
HOLX
$27K ﹤0.01%
1,243
-141
-10% -$3.04K
ING icon
2364
ING
ING
$102B
$27K ﹤0.01%
1,873
-35
-2% -$492
IOO icon
2365
iShares Global 100 ETF
IOO
$9.46B
$27K ﹤0.01%
700
– –
NNI icon
2366
Nelnet
NNI
$4.52B
$27K ﹤0.01%
659
+9
+1% +$355
PSCE icon
2367
Invesco S&P SmallCap Energy ETF
PSCE
$104M
$27K ﹤0.01%
105
– –
SXC icon
2368
SunCoke Energy
SXC
$801M
$27K ﹤0.01%
1,200
– –
WIT icon
2369
Wipro
WIT
$19.3B
$27K ﹤0.01%
10,613
-5,904
-36% -$14.5K
FMBI
2370
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$27K ﹤0.01%
1,566
– –
VR
2371
DELISTED
Validus Hold Ltd
VR
$27K ﹤0.01%
712
-300
-30% -$11.1K
EVEP
2372
DELISTED
EV Energy Partners, L.P.
EVEP
$27K ﹤0.01%
794
-243
-23% -$8.36K
JNS
2373
DELISTED
Janus Capital Group Inc
JNS
$27K ﹤0.01%
2,498
-1,964
-44% -$22.2K
GMK
2374
DELISTED
GRUMA SAB DE C V ADS(RP 4 B SHS
GMK
$27K ﹤0.01%
818
+18
+2% +$579
CHTP
2375
DELISTED
CHELSEA THERAPEUTICS INT'L LTD
CHTP
$27K ﹤0.01%
4,900
+1,750
+56% +$8.78K
93 94
95
96 97

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.