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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBR icon
2351
KBR
KBR
$4.81B
$23K ﹤0.01%
686
– –
ACH
2352
Accendra Health
ACH
$84.6M
$23K ﹤0.01%
679
-817
-55% -$28.6K
STM icon
2353
STMicroelectronics
STM
$48.1B
$23K ﹤0.01%
2,455
+2,000
+440% +$17.8K
UDN icon
2354
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$23K ﹤0.01%
859
-181
-17% -$4.79K
VIXM icon
2355
ProShares VIX Mid-Term Futures ETF
VIXM
$94.4M
$23K ﹤0.01%
250
– –
WBS icon
2356
Webster Financial
WBS
$12.8B
$23K ﹤0.01%
920
+5
+0.5% +$133
HFBC
2357
DELISTED
HopFed Bancorp Inc
HFBC
$23K ﹤0.01%
2,040
– –
CLNY
2358
DELISTED
Colony Capital, Inc.
CLNY
$23K ﹤0.01%
1,171
+210
+22% +$4.25K
PMNA
2359
DELISTED
POWERSHARES MENA FRONTIER COUNTRIES PORTFOLIO
PMNA
$23K ﹤0.01%
2,000
– –
QIWI
2360
DELISTED
QIWI PLC
QIWI
$23K ﹤0.01%
+750
New +$22.1K
BTZ icon
2361
BlackRock Credit Allocation Income Trust
BTZ
$963M
$22K ﹤0.01%
1,699
-100
-6% -$1.26K
BZH icon
2362
Beazer Homes USA
BZH
$874M
$22K ﹤0.01%
1,206
+1,203
+40,100% +$21.1K
CBT icon
2363
Cabot Corp
CBT
$4.45B
$22K ﹤0.01%
466
+13
+3% +$525
CET
2364
Central Securities Corp
CET
$1.63B
$22K ﹤0.01%
959
-640
-40% -$14.5K
CGW icon
2365
Invesco S&P Global Water Index ETF
CGW
$1.06B
$22K ﹤0.01%
876
-7,743
-90% -$192K
ENSG icon
2366
The Ensign Group
ENSG
$10.6B
$22K ﹤0.01%
2,116
-79
-4% -$784
FXN icon
2367
First Trust Energy AlphaDEX Fund
FXN
$387M
$22K ﹤0.01%
952
– –
G icon
2368
Genpact
G
$5.78B
$22K ﹤0.01%
1,205
+132
+12% +$2.63K
ING icon
2369
ING
ING
$102B
$22K ﹤0.01%
1,927
– –
IWX icon
2370
iShares Russell Top 200 Value ETF
IWX
$4.04B
$22K ﹤0.01%
+600
New +$22.3K
KBWP icon
2371
Invesco KBW Property & Casualty Insurance ETF
KBWP
$267M
$22K ﹤0.01%
600
+300
+100% +$10.8K
MAC icon
2372
Macerich
MAC
$6.99B
$22K ﹤0.01%
387
+1
+0.3% +$60
MDYV icon
2373
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.89B
$22K ﹤0.01%
+606
New +$22K
MT icon
2374
ArcelorMittal
MT
$55.2B
$22K ﹤0.01%
702
-31,378
-98% -$941K
NGD
2375
DELISTED
New Gold Inc
NGD
$22K ﹤0.01%
3,722
-300
-7% -$2.04K
93 94
95
96 97

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.