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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Financials 4.54%
3 Technology 4.38%
4 Healthcare 4.14%
5 Industrials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPXN
2326
iShares JPX-Nikkei 400 ETF
JPXN
$142M
$31K ﹤0.01%
624
+4
+0.6% +$205
PKB icon
2327
Invesco Building & Construction ETF
PKB
$396M
$31K ﹤0.01%
1,490
-1,443
-49% -$31.4K
SM icon
2328
SM Energy
SM
$8.13B
$31K ﹤0.01%
399
-472
-54% -$38.5K
UAL icon
2329
United Airlines
UAL
$41B
$31K ﹤0.01%
653
+93
+17% +$4.32K
UFI icon
2330
UNIFI
UFI
$122M
$31K ﹤0.01%
1,193
-158
-12% -$4.46K
ZROZ icon
2331
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.29B
$31K ﹤0.01%
300
– –
TOO
2332
DELISTED
Teekay Offshore Partners L.P.
TOO
$31K ﹤0.01%
925
+325
+54% +$11.3K
NSH
2333
DELISTED
NuStar GP Holdings LLC
NSH
$31K ﹤0.01%
710
– –
KEF
2334
DELISTED
Korea Equity Fund
KEF
$31K ﹤0.01%
3,797
– –
LSBG
2335
DELISTED
Lake Sunapee Bank Group
LSBG
$31K ﹤0.01%
2,000
– –
ZU
2336
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
$31K ﹤0.01%
811
+122
+18% +$4.42K
ASPX
2337
DELISTED
AUSPEX PHARMACEUTICALS INC COM STK (DE)
ASPX
$31K ﹤0.01%
1,200
+200
+20% +$4.25K
VE
2338
DELISTED
VEOLIA ENVIRONNEMENT
VE
$31K ﹤0.01%
1,775
-600
-25% -$10.7K
ABAX
2339
DELISTED
Abaxis Inc
ABAX
$31K ﹤0.01%
616
-40
-6% -$1.88K
ATRO icon
2340
Astronics
ATRO
$4.57B
$30K ﹤0.01%
1,155
-231
-17% -$6.33K
AXS icon
2341
AXIS Capital
AXS
$7.35B
$30K ﹤0.01%
638
+150
+31% +$6.93K
CSTE icon
2342
Caesarstone
CSTE
$108M
$30K ﹤0.01%
587
– –
CUT icon
2343
Invesco MSCI Global Timber ETF
CUT
$33.4M
$30K ﹤0.01%
1,255
-883
-41% -$21.6K
EOT
2344
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$30K ﹤0.01%
1,500
-500
-25% -$10K
FIVE icon
2345
Five Below
FIVE
$13.5B
$30K ﹤0.01%
750
– –
HLIT icon
2346
Harmonic Inc
HLIT
$1.5B
$30K ﹤0.01%
4,740
+500
+12% +$3.24K
INN
2347
Summit Hotel Properties
INN
$662M
$30K ﹤0.01%
2,824
+6
+0.2% +$64
MMU
2348
Western Asset Managed Municipals Fund
MMU
$559M
$30K ﹤0.01%
2,286
+34
+2% +$443
SCHO icon
2349
Schwab Short-Term US Treasury ETF
SCHO
$13B
$30K ﹤0.01%
1,190
– –
SOR
2350
Source Capital
SOR
$384M
$30K ﹤0.01%
456
– –
92 93
94
95 96

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.2% a quarter earlier, followed by Financials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.