We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYX icon
2301
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.89B
$174K ﹤0.01%
8,079
+1,050
+15% +$22.1K
NXQ
2302
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$174K ﹤0.01%
12,503
+259
+2% +$3.65K
OPB
2303
DELISTED
Opus Bank Common Stock
OPB
$174K ﹤0.01%
6,377
-38
-0.6% -$985
DDD icon
2304
3D Systems Corp
DDD
$601M
$173K ﹤0.01%
20,053
+324
+2% +$3.33K
DLB icon
2305
Dolby
DLB
$5.84B
$173K ﹤0.01%
2,796
-236
-8% -$14.3K
EPI icon
2306
WisdomTree India Earnings Fund ETF
EPI
$2.04B
$173K ﹤0.01%
6,203
-90
-1% -$2.4K
MRVL icon
2307
Marvell Technology
MRVL
$199B
$173K ﹤0.01%
8,058
-1,015
-11% -$20.7K
PZT icon
2308
Invesco New York AMT-Free Municipal Bond ETF
PZT
$140M
$173K ﹤0.01%
7,008
-1,687
-19% -$41.4K
RHI icon
2309
Robert Half
RHI
$4.48B
$173K ﹤0.01%
3,131
-7,873
-72% -$419K
AIG.WS
2310
DELISTED
American International Group, Inc.
AIG.WS
$173K ﹤0.01%
9,592
+140
+1% +$2.75K
RWW
2311
DELISTED
Invesco S&P Financials Revenue ETF
RWW
$173K ﹤0.01%
+2,509
New +$167K
MZF
2312
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$173K ﹤0.01%
12,882
-5,322
-29% -$72.2K
FAS icon
2313
Direxion Daily Financial Bull 3x ETF
FAS
$2.5B
$172K ﹤0.01%
2,514
-4,127
-62% -$258K
FSS icon
2314
Federal Signal
FSS
$7.51B
$172K ﹤0.01%
8,546
– –
MORN icon
2315
Morningstar
MORN
$7.76B
$172K ﹤0.01%
1,778
-20
-1% -$1.8K
PFS icon
2316
Provident Financial Services
PFS
$3.26B
$172K ﹤0.01%
6,390
– –
WOLF icon
2317
Wolfspeed
WOLF
$1.64B
$172K ﹤0.01%
4,651
+151
+3% +$5.2K
BWP
2318
DELISTED
Boardwalk Pipeline Partners
BWP
$172K ﹤0.01%
13,379
-775
-5% -$11K
AMZA icon
2319
InfraCap MLP ETF
AMZA
$477M
$171K ﹤0.01%
1,988
-194
-9% -$16.3K
PUI icon
2320
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$55.1M
$171K ﹤0.01%
6,153
+500
+9% +$14.4K
XPH icon
2321
State Street SPDR S&P Pharmaceuticals ETF
XPH
$511M
$171K ﹤0.01%
3,920
-290
-7% -$12.3K
NID
2322
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$171K ﹤0.01%
13,141
-869
-6% -$11.4K
VALE icon
2323
Vale
VALE
$58.7B
$170K ﹤0.01%
13,978
-1,545
-10% -$16.4K
VGI
2324
Virtus Global Multi-Sector Income Fund
VGI
$83.5M
$170K ﹤0.01%
9,713
+2,942
+43% +$53.1K
WIA
2325
Western Asset Inflation-Linked Income Fund
WIA
$187M
$170K ﹤0.01%
14,400
– –
91 92
93
94 95

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.