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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLP
2301
DELISTED
Transmontaigne
TLP
$30K ﹤0.01%
700
+500
+250% +$21.3K
DWCH
2302
DELISTED
Datawatch Corp
DWCH
$30K ﹤0.01%
1,100
– –
LSBG
2303
DELISTED
Lake Sunapee Bank Group
LSBG
$30K ﹤0.01%
2,000
– –
FRAK
2304
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$30K ﹤0.01%
102
– –
WLT
2305
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$30K ﹤0.01%
3,930
-578
-13% -$6.36K
PVD
2306
DELISTED
Admin Fondos Pensions
PVD
$30K ﹤0.01%
335
– –
HHY
2307
DELISTED
Brookfield High Income Fund Inc.
HHY
$30K ﹤0.01%
3,000
– –
GSP
2308
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$30K ﹤0.01%
894
– –
BBL
2309
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$30K ﹤0.01%
491
+138
+39% +$8.39K
DCA
2310
DELISTED
Virtus Total Return Fund
DCA
$30K ﹤0.01%
6,800
– –
SNDS
2311
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$30K ﹤0.01%
1,286
+337
+36% +$7.86K
ATI icon
2312
ATI
ATI
$31.4B
$29K ﹤0.01%
771
-37
-5% -$1.24K
BWXT icon
2313
BWX Technologies
BWXT
$15.8B
$29K ﹤0.01%
1,202
+409
+52% +$9.87K
CCK icon
2314
Crown Holdings
CCK
$13.1B
$29K ﹤0.01%
643
-192
-23% -$8.34K
CPRT icon
2315
Copart
CPRT
$27.2B
$29K ﹤0.01%
6,416
+1,600
+33% +$7.1K
DX
2316
Dynex Capital
DX
$3.23B
$29K ﹤0.01%
1,083
+233
+27% +$5.86K
FHI icon
2317
Federated Hermes
FHI
$4.7B
$29K ﹤0.01%
949
+660
+228% +$18.5K
HCI icon
2318
HCI Group
HCI
$2.28B
$29K ﹤0.01%
802
+202
+34% +$8.85K
IWX icon
2319
iShares Russell Top 200 Value ETF
IWX
$4.04B
$29K ﹤0.01%
701
-173
-20% -$6.88K
JOE icon
2320
St. Joe Company
JOE
$3.87B
$29K ﹤0.01%
1,520
– –
LPLA icon
2321
LPL Financial
LPLA
$29.7B
$29K ﹤0.01%
547
-15
-3% -$792
MSB
2322
Mesabi Trust
MSB
$306M
$29K ﹤0.01%
1,358
-232
-15% -$4.91K
PCF
2323
High Income Securities Fund
PCF
$102M
$29K ﹤0.01%
3,440
– –
PWB icon
2324
Invesco Large Cap Growth ETF
PWB
$2.45B
$29K ﹤0.01%
1,131
– –
RFV icon
2325
Invesco S&P MidCap 400 Pure Value ETF
RFV
$343M
$29K ﹤0.01%
555
– –
91 92
93
94 95

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.