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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Financials 4.54%
3 Technology 4.38%
4 Healthcare 4.14%
5 Industrials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLH icon
2276
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$34K ﹤0.01%
261
+142
+119% +$18.5K
XTN icon
2277
State Street SPDR S&P Transportation ETF
XTN
$398M
$34K ﹤0.01%
730
– –
ZBRA icon
2278
Zebra Technologies
ZBRA
$17.6B
$34K ﹤0.01%
486
+27
+6% +$2.11K
AJRD
2279
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$34K ﹤0.01%
2,100
-10,500
-83% -$189K
SAFM
2280
DELISTED
Sanderson Farms Inc
SAFM
$34K ﹤0.01%
383
-159
-29% -$15K
NLSN
2281
DELISTED
Nielsen Holdings plc
NLSN
$34K ﹤0.01%
771
-108
-12% -$5.07K
AYN
2282
DELISTED
Alliance New York Income Fund
AYN
$34K ﹤0.01%
2,700
– –
RBS.PRN
2283
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$34K ﹤0.01%
1,403
-8
-0.6% -$195
EDE
2284
DELISTED
Empire District Electric
EDE
$34K ﹤0.01%
1,411
+1,001
+244% +$25.1K
DBO icon
2285
Invesco DB Oil Fund
DBO
$388M
$33K ﹤0.01%
1,200
– –
DSX icon
2286
Diana Shipping
DSX
$307M
$33K ﹤0.01%
5,256
+965
+22% +$6.86K
DXCM icon
2287
DexCom
DXCM
$34.3B
$33K ﹤0.01%
3,264
+2,232
+216% +$22.8K
FWONA icon
2288
Liberty Media Series A
FWONA
$24.1B
$33K ﹤0.01%
1,338
-2,614
-66% -$64.2K
IGI
2289
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.7M
$33K ﹤0.01%
1,628
– –
KIO
2290
KKR Income Opportunities Fund
KIO
$456M
$33K ﹤0.01%
1,896
+822
+77% +$14.8K
PCH
2291
DELISTED
PotlatchDeltic
PCH
$33K ﹤0.01%
815
-400
-33% -$16.7K
SLG icon
2292
SL Green Realty
SLG
$4.04B
$33K ﹤0.01%
332
-44
-12% -$4.6K
TEX icon
2293
Terex
TEX
$7.72B
$33K ﹤0.01%
1,031
+50
+5% +$1.83K
HEP
2294
DELISTED
Holly Energy Partners, L.P.
HEP
$33K ﹤0.01%
900
– –
PDCE
2295
DELISTED
PDC Energy, Inc.
PDCE
$33K ﹤0.01%
647
-400
-38% -$22.5K
TECD
2296
DELISTED
Tech Data Corp
TECD
$33K ﹤0.01%
562
-241
-30% -$15.6K
MWV
2297
DELISTED
MEADWESTVACO CORP
MWV
$33K ﹤0.01%
810
+331
+69% +$14.2K
AMD icon
2298
Advanced Micro Devices
AMD
$817B
$32K ﹤0.01%
9,356
-9,800
-51% -$39.7K
ASRT
2299
DELISTED
Assertio
ASRT
$32K ﹤0.01%
35
– –
AVNT icon
2300
Avient
AVNT
$4.24B
$32K ﹤0.01%
906
+1
+0.1% +$39
90 91
92
93 94

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.2% a quarter earlier, followed by Financials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.