We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Financials 4.54%
3 Technology 4.38%
4 Healthcare 4.14%
5 Industrials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRN icon
2251
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$446M
$35K ﹤0.01%
773
– –
RBCAA icon
2252
Republic Bancorp
RBCAA
$1.93B
$35K ﹤0.01%
1,469
+2
+0.1% +$47
ST icon
2253
Sensata Technologies
ST
$6.68B
$35K ﹤0.01%
790
-56
-7% -$2.65K
VIVS
2254
VivoSim Labs
VIVS
$1.15M
$35K ﹤0.01%
23
+6
+35% +$10.9K
CVLY
2255
DELISTED
Codorus Valley Bancorp Inc
CVLY
$35K ﹤0.01%
2,313
– –
MDC
2256
DELISTED
M.D.C. Holdings, Inc.
MDC
$35K ﹤0.01%
1,930
+302
+19% +$6.11K
VJET
2257
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
$35K ﹤0.01%
500
-60
-11% -$5.23K
WWE
2258
DELISTED
World Wrestling Entertainment
WWE
$35K ﹤0.01%
2,530
+419
+20% +$5.68K
BRS
2259
DELISTED
Bristow Group, Inc.
BRS
$35K ﹤0.01%
521
+80
+18% +$5.79K
JNS
2260
DELISTED
Janus Capital Group Inc
JNS
$35K ﹤0.01%
2,410
-662
-22% -$8.04K
PPS
2261
DELISTED
Post Properties
PPS
$35K ﹤0.01%
690
+27
+4% +$1.46K
BSCK
2262
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$35K ﹤0.01%
1,680
– –
BZM
2263
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
$35K ﹤0.01%
2,416
– –
CAKE icon
2264
Cheesecake Factory
CAKE
$5.56B
$34K ﹤0.01%
750
-448
-37% -$20.1K
FXO icon
2265
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$34K ﹤0.01%
1,552
-324
-17% -$7.19K
IWL icon
2266
iShares Russell Top 200 ETF
IWL
$2.29B
$34K ﹤0.01%
751
-500
-40% -$22.5K
LGND icon
2267
Ligand Pharmaceuticals
LGND
$5.82B
$34K ﹤0.01%
1,151
+1,122
+3,869% +$37.2K
MKTX icon
2268
MarketAxess Holdings
MKTX
$5.72B
$34K ﹤0.01%
544
– –
NAD icon
2269
Nuveen Quality Municipal Income Fund
NAD
$2.76B
$34K ﹤0.01%
2,471
+24
+1% +$332
RFI
2270
Cohen & Steers Total Return Realty Fund
RFI
$309M
$34K ﹤0.01%
2,869
– –
RGLS
2271
DELISTED
Regulus Therapeutics
RGLS
$34K ﹤0.01%
42
– –
RWJ icon
2272
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$34K ﹤0.01%
1,959
– –
SBS icon
2273
Sabesp
SBS
$15.8B
$34K ﹤0.01%
21,802
– –
SKT icon
2274
Tanger
SKT
$4.43B
$34K ﹤0.01%
1,028
-72
-7% -$2.49K
TDG icon
2275
TransDigm Group
TDG
$69B
$34K ﹤0.01%
185
+62
+50% +$11.1K
89 90
91
92 93

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.2% a quarter earlier, followed by Financials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.