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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDSN icon
2251
Nordson
NDSN
$17.3B
$32K ﹤0.01%
450
+128
+40% +$9.09K
SLAB icon
2252
Silicon Laboratories
SLAB
$7.3B
$32K ﹤0.01%
604
– –
SLG icon
2253
SL Green Realty
SLG
$4B
$32K ﹤0.01%
332
+62
+23% +$5.76K
SOR
2254
Source Capital
SOR
$386M
$32K ﹤0.01%
468
– –
TEO icon
2255
Telecom Argentina
TEO
$5.81B
$32K ﹤0.01%
1,697
+33
+2% +$546
THG icon
2256
Hanover Insurance
THG
$7.74B
$32K ﹤0.01%
526
-85
-14% -$4.97K
TK icon
2257
Teekay
TK
$1.03B
$32K ﹤0.01%
571
-154
-21% -$8.37K
TYG
2258
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$32K ﹤0.01%
175
-9
-5% -$1.62K
CTR
2259
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$32K ﹤0.01%
300
+100
+50% +$10.8K
ECYT
2260
DELISTED
Endocyte, Inc. Common Stock
ECYT
$32K ﹤0.01%
1,327
-124
-9% -$1.8K
RBS.PRN
2261
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$32K ﹤0.01%
1,422
+421
+42% +$9.4K
BZM
2262
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
$32K ﹤0.01%
2,416
– –
HK
2263
DELISTED
Halcon Resources Corporation
HK
$32K ﹤0.01%
43
-9
-17% -$5.72K
BAC.PRL icon
2264
Bank of America Series L
BAC.PRL
$4.01B
$31K ﹤0.01%
27
-137
-84% -$155K
CRK icon
2265
Comstock Resources
CRK
$4.09B
$31K ﹤0.01%
271
+211
+352% +$19.8K
EVR icon
2266
Evercore
EVR
$12B
$31K ﹤0.01%
553
+128
+30% +$7.32K
HLIO icon
2267
Helios Technologies
HLIO
$2.66B
$31K ﹤0.01%
726
+3
+0.4% +$122
IDX icon
2268
VanEck Indonesia Index ETF
IDX
$36.1M
$31K ﹤0.01%
1,218
-1,910
-61% -$43.2K
MKTX icon
2269
MarketAxess Holdings
MKTX
$5.72B
$31K ﹤0.01%
527
+123
+30% +$7.6K
PMM
2270
Franklin Managed Municipal Income Trust
PMM
$270M
$31K ﹤0.01%
4,521
– –
PSHG icon
2271
Performance Shipping
PSHG
$21.8M
– –
0
– –
SAIC icon
2272
Saic
SAIC
$5.35B
$31K ﹤0.01%
836
-130
-13% -$4.76K
SON icon
2273
Sonoco
SON
$5.74B
$31K ﹤0.01%
750
+214
+40% +$8.89K
TECK icon
2274
Teck Resources
TECK
$31.3B
$31K ﹤0.01%
1,435
+80
+6% +$1.86K
XTN icon
2275
State Street SPDR S&P Transportation ETF
XTN
$398M
$31K ﹤0.01%
730
+402
+123% +$16.7K
89 90
91
92 93

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.