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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USL icon
2226
United States 12 Month Oil Fund,
USL
$45.3M
$113K ﹤0.01%
5,540
+4,385
+380% +$83.4K
PFPT
2227
DELISTED
Proofpoint, Inc.
PFPT
$113K ﹤0.01%
1,578
+1,117
+242% +$84.1K
BGG
2228
DELISTED
Briggs & Stratton Corp.
BGG
$113K ﹤0.01%
5,083
-21,124
-81% -$430K
EMCG
2229
DELISTED
WisdomTree Emerging Markets Consumer Growth Fund
EMCG
$113K ﹤0.01%
5,600
– –
CDNS icon
2230
Cadence Design Systems
CDNS
$89.2B
$112K ﹤0.01%
4,355
-73
-2% -$1.88K
GLAD icon
2231
Gladstone Capital
GLAD
$452M
$112K ﹤0.01%
5,966
+5,300
+796% +$88.7K
JGH icon
2232
Nuveen Global High Income Fund
JGH
$357M
$112K ﹤0.01%
6,993
+234
+3% +$3.63K
MLPA icon
2233
Global X MLP ETF
MLPA
$2.28B
$112K ﹤0.01%
1,618
+1,167
+259% +$78.8K
SEF icon
2234
ProShares Short Financials
SEF
$12.9M
$112K ﹤0.01%
1,000
+825
+471% +$99K
VRSN icon
2235
VeriSign
VRSN
$25.6B
$112K ﹤0.01%
1,464
+174
+13% +$13.8K
BRF icon
2236
VanEck Brazil Small-Cap ETF
BRF
$20.3M
$111K ﹤0.01%
6,947
-4,061
-37% -$68.1K
ICLR icon
2237
Icon
ICLR
$12.9B
$111K ﹤0.01%
1,460
+312
+27% +$24.2K
MGA icon
2238
Magna International
MGA
$18.7B
$111K ﹤0.01%
2,546
-583
-19% -$24.5K
RJF icon
2239
Raymond James Financial
RJF
$34.9B
$111K ﹤0.01%
2,412
+100
+4% +$4.42K
VTHR icon
2240
Vanguard Russell 3000 ETF
VTHR
$4.89B
$111K ﹤0.01%
1,075
+293
+37% +$29.4K
WEN icon
2241
Wendy's
WEN
$1.65B
$111K ﹤0.01%
8,681
-426
-5% -$5.14K
AIV.PRA
2242
DELISTED
Apart. Invst and Mgt Co
AIV.PRA
$111K ﹤0.01%
4,281
+746
+21% +$19.8K
SWC
2243
DELISTED
Stillwater Mining Co
SWC
$111K ﹤0.01%
6,943
-50
-0.7% -$715
JDD
2244
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$111K ﹤0.01%
9,967
-3,321
-25% -$37.4K
ADME icon
2245
Aptus Behavioral Momentum ETF
ADME
$309M
$110K ﹤0.01%
4,250
-400
-9% -$10.1K
CCD
2246
Calamos Dynamic Convertible & Income Fund
CCD
$757M
$110K ﹤0.01%
6,273
+1,333
+27% +$23.6K
IDA icon
2247
Idacorp
IDA
$8.16B
$110K ﹤0.01%
1,364
-23
-2% -$1.77K
RBLD icon
2248
First Trust Alerian US NextGen Infrastructure ETF
RBLD
$58.5M
$110K ﹤0.01%
2,240
+1,102
+97% +$53.8K
THFF icon
2249
First Financial Corp
THFF
$970M
$110K ﹤0.01%
2,094
+22
+1% +$983
LDL
2250
DELISTED
Lydall, Inc.
LDL
$110K ﹤0.01%
1,779
+68
+4% +$3.76K
88 89
90
91 92

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.