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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Financials 4.54%
3 Technology 4.38%
4 Healthcare 4.14%
5 Industrials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STAG icon
2226
STAG Industrial
STAG
$7.15B
$37K ﹤0.01%
1,800
– –
TDF
2227
Templeton Dragon Fund
TDF
$273M
$37K ﹤0.01%
1,424
– –
TREX icon
2228
Trex
TREX
$5.06B
$37K ﹤0.01%
4,304
-1,480
-26% -$12.4K
VIXY icon
2229
ProShares VIX Short-Term Futures ETF
VIXY
$189M
$37K ﹤0.01%
1
– –
ROIC
2230
DELISTED
Retail Opportunity Investments Corp.
ROIC
$37K ﹤0.01%
2,499
– –
MDRX
2231
DELISTED
Veradigm Inc. Common Stock
MDRX
$37K ﹤0.01%
2,723
+373
+16% +$5.65K
FMBI
2232
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$37K ﹤0.01%
2,303
+398
+21% +$6.67K
GHDX
2233
DELISTED
Genomic Health, Inc.
GHDX
$37K ﹤0.01%
1,306
+705
+117% +$19.7K
ALKS icon
2234
Alkermes
ALKS
$8.38B
$36K ﹤0.01%
830
-700
-46% -$31.4K
BPOP icon
2235
Popular Inc
BPOP
$11.4B
$36K ﹤0.01%
1,226
– –
FLO icon
2236
Flowers Foods
FLO
$1.6B
$36K ﹤0.01%
1,962
– –
PSL icon
2237
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.4M
$36K ﹤0.01%
762
+1
+0.1% +$46
SUI icon
2238
Sun Communities
SUI
$15.1B
$36K ﹤0.01%
670
+70
+12% +$3.67K
VLUE icon
2239
iShares MSCI USA Value Factor ETF
VLUE
$9.74B
$36K ﹤0.01%
562
+291
+107% +$18.6K
CONN
2240
DELISTED
Conn's Inc.
CONN
$36K ﹤0.01%
1,200
+500
+71% +$19.5K
NATI
2241
DELISTED
National Instruments Corp
NATI
$36K ﹤0.01%
1,168
-49
-4% -$1.59K
WMW
2242
DELISTED
ELEMENTS ETN MSTR Wide Moat FC TR
WMW
$36K ﹤0.01%
1,700
– –
NFO
2243
DELISTED
Invesco Insider Sentiment ETF
NFO
$36K ﹤0.01%
778
-473
-38% -$22.9K
SBY
2244
DELISTED
Silver Bay Realty Trust Corp.
SBY
$36K ﹤0.01%
2,242
+328
+17% +$5.35K
LRE
2245
DELISTED
LRR ENERGY LP
LRE
$36K ﹤0.01%
2,027
+1,027
+103% +$18.8K
ASHR icon
2246
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.58B
$35K ﹤0.01%
1,347
+1,148
+577% +$28.1K
BHB icon
2247
Bar Harbor Bankshares
BHB
$684M
$35K ﹤0.01%
1,800
– –
HCA icon
2248
HCA Healthcare
HCA
$88B
$35K ﹤0.01%
499
+117
+31% +$7.73K
MNRO icon
2249
Monro
MNRO
$355M
$35K ﹤0.01%
708
-91
-11% -$4.68K
NDAQ icon
2250
Nasdaq
NDAQ
$54.2B
$35K ﹤0.01%
2,451
+393
+19% +$5.51K
88 89
90
91 92

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.2% a quarter earlier, followed by Financials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.