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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
201
DuPont de Nemours
DD
$19.2B
$2.64M 0.08%
21,423
+3,566
+20% +$420K
EFV icon
202
iShares MSCI EAFE Value ETF
EFV
$30.2B
$2.63M 0.08%
45,743
+1,848
+4% +$104K
DE icon
203
Deere & Co
DE
$168B
$2.62M 0.08%
28,896
-6,854
-19% -$600K
BOND icon
204
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
$2.58M 0.08%
24,171
+152
+0.6% +$16.1K
IJK icon
205
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$2.56M 0.07%
67,036
+11,112
+20% +$418K
FXH icon
206
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$2.56M 0.07%
49,362
+1,675
+4% +$85.3K
EMB icon
207
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2.54M 0.07%
22,753
-5,368
-19% -$585K
ISTB icon
208
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$2.51M 0.07%
+49,974
New +$2.51M
MON
209
DELISTED
Monsanto Co
MON
$2.49M 0.07%
21,891
+198
+0.9% +$22K
MA icon
210
Mastercard
MA
$493B
$2.49M 0.07%
33,283
+493
+2% +$38.5K
NVS icon
211
Novartis
NVS
$297B
$2.49M 0.07%
32,642
-2,501
-7% -$182K
AXP icon
212
American Express
AXP
$230B
$2.47M 0.07%
27,441
+2,046
+8% +$183K
DNR
213
DELISTED
Denbury Resources, Inc.
DNR
$2.46M 0.07%
150,052
+95,515
+175% +$1.55M
CELG
214
DELISTED
Celgene Corp
CELG
$2.43M 0.07%
34,828
+10,198
+41% +$808K
DLN icon
215
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$2.42M 0.07%
71,728
+8,632
+14% +$283K
DZK
216
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$2.41M 0.07%
32,959
-4,542
-12% -$320K
CMCSA icon
217
Comcast
CMCSA
$90B
$2.41M 0.07%
95,190
-254
-0.3% -$6.62K
RSP icon
218
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$2.41M 0.07%
32,977
+6,101
+23% +$435K
BKNG icon
219
Booking.com
BKNG
$161B
$2.4M 0.07%
47,900
+18,425
+63% +$909K
DES icon
220
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$2.4M 0.07%
105,255
+999
+1% +$22.2K
PRF icon
221
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$2.39M 0.07%
141,420
+65,030
+85% +$1.07M
TGT icon
222
Target
TGT
$68B
$2.39M 0.07%
39,460
+16,036
+68% +$950K
EEMV icon
223
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$2.37M 0.07%
41,412
+3,222
+8% +$178K
TJX icon
224
TJX Companies
TJX
$178B
$2.37M 0.07%
77,760
-114
-0.1% -$3.45K
NGG icon
225
National Grid
NGG
$81.3B
$2.37M 0.07%
35,702
-1,555
-4% -$100K
7 8
9
10 11

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.