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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAN icon
2201
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$82K ﹤0.01%
5,735
– –
PBH icon
2202
Prestige Consumer Healthcare
PBH
$2.45B
$82K ﹤0.01%
1,589
+1,538
+3,016% +$76.4K
PJT icon
2203
PJT Partners
PJT
$4.48B
$82K ﹤0.01%
+2,923
New +$66.9K
TDF
2204
Templeton Dragon Fund
TDF
$273M
$82K ﹤0.01%
4,663
+489
+12% +$9.46K
VIAV icon
2205
Viavi Solutions
VIAV
$10.5B
$82K ﹤0.01%
13,443
-1,225
-8% -$7.43K
WABC icon
2206
Westamerica Bancorp
WABC
$1.39B
$82K ﹤0.01%
1,766
– –
STB
2207
DELISTED
Student Transportation Inc
STB
$82K ﹤0.01%
21,850
+18,200
+499% +$73.3K
DBP icon
2208
Invesco DB Precious Metals Fund
DBP
$258M
$81K ﹤0.01%
2,522
-60
-2% -$2.03K
EXI icon
2209
iShares Global Industrials ETF
EXI
$1.49B
$81K ﹤0.01%
1,186
-496
-29% -$34.1K
MMD
2210
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$81K ﹤0.01%
4,330
+1,730
+67% +$31.3K
NDLS icon
2211
Noodles & Co
NDLS
$108M
$81K ﹤0.01%
1,042
– –
ROAM icon
2212
Hartford Multifactor Emerging Markets ETF
ROAM
$112M
$81K ﹤0.01%
4,233
+1,587
+60% +$32.2K
UNG icon
2213
United States Natural Gas Fund
UNG
$493M
$81K ﹤0.01%
583
-662
-53% -$99.9K
MYC
2214
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$81K ﹤0.01%
5,140
+826
+19% +$13K
FTD
2215
DELISTED
FTD Companies, Inc. Common Stock
FTD
$81K ﹤0.01%
3,117
– –
USG
2216
DELISTED
Usg
USG
$81K ﹤0.01%
3,335
-175
-5% -$4.31K
AME icon
2217
Ametek
AME
$58.7B
$80K ﹤0.01%
1,509
-1,175
-44% -$64.4K
CCK icon
2218
Crown Holdings
CCK
$13B
$80K ﹤0.01%
1,589
+477
+43% +$24.3K
CX icon
2219
Cemex
CX
$15.9B
$80K ﹤0.01%
15,625
-823
-5% -$4.81K
EWG icon
2220
iShares MSCI Germany ETF
EWG
$1.68B
$80K ﹤0.01%
3,084
-906
-23% -$24K
FCT
2221
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$80K ﹤0.01%
6,500
– –
GVA icon
2222
Granite Construction
GVA
$5.56B
$80K ﹤0.01%
1,857
-31
-2% -$1.16K
JPI
2223
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$80K ﹤0.01%
3,500
-1,708
-33% -$39.2K
OSK icon
2224
Oshkosh
OSK
$9.46B
$80K ﹤0.01%
2,056
+15
+0.7% +$610
OTTR icon
2225
Otter Tail
OTTR
$3.9B
$80K ﹤0.01%
2,992
-555
-16% -$14.9K
87 88
89
90 91

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.