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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Financials 4.54%
3 Technology 4.38%
4 Healthcare 4.14%
5 Industrials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TZE
2201
DELISTED
ISHARES TARGET DATE 2015 ETF
TZE
$39K ﹤0.01%
1,000
– –
FCH
2202
DELISTED
Felcor Lodging Trust
FCH
$39K ﹤0.01%
4,142
-3,869
-48% -$39.4K
HK
2203
DELISTED
Halcon Resources Corporation
HK
$39K ﹤0.01%
57
– –
GMAN
2204
DELISTED
Gordmans Stores, Inc.
GMAN
$39K ﹤0.01%
11,500
– –
MATH
2205
DELISTED
Meidell Tactical Advantage ETF
MATH
$39K ﹤0.01%
1,312
– –
ATMP icon
2206
iPath Select MLP ETN
ATMP
$646M
$38K ﹤0.01%
1,165
– –
PPT
2207
Franklin Premier Income Trust
PPT
$332M
$38K ﹤0.01%
6,897
– –
PWB icon
2208
Invesco Large Cap Growth ETF
PWB
$2.46B
$38K ﹤0.01%
1,400
+268
+24% +$7.32K
THO icon
2209
Thor Industries
THO
$4.11B
$38K ﹤0.01%
725
+274
+61% +$14.7K
UAN icon
2210
CVR Partners
UAN
$1.27B
$38K ﹤0.01%
275
-51
-16% -$8.38K
PTR
2211
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$38K ﹤0.01%
294
+80
+37% +$10.8K
GWPH
2212
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$38K ﹤0.01%
470
-550
-54% -$48.7K
MEN
2213
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$38K ﹤0.01%
3,387
– –
JMT
2214
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$38K ﹤0.01%
1,639
+2
+0.1% +$47
MBFI
2215
DELISTED
MB Financial Corp
MBFI
$38K ﹤0.01%
1,372
+169
+14% +$4.71K
TAHO
2216
DELISTED
Tahoe Resources Inc
TAHO
$38K ﹤0.01%
1,883
– –
FEIC
2217
DELISTED
FEI COMPANY
FEIC
$38K ﹤0.01%
499
-92
-16% -$7.74K
INFA
2218
DELISTED
INFORMATICA CORP
INFA
$38K ﹤0.01%
1,110
-12,790
-92% -$425K
NUO
2219
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$38K ﹤0.01%
2,425
– –
ACGL icon
2220
Arch Capital
ACGL
$33.6B
$37K ﹤0.01%
2,031
+105
+5% +$1.94K
ANSS
2221
DELISTED
Ansys
ANSS
$37K ﹤0.01%
492
-416
-46% -$32.6K
FNF icon
2222
Fidelity National Financial
FNF
$13.3B
$37K ﹤0.01%
1,934
+356
+23% +$6.88K
NOW icon
2223
ServiceNow
NOW
$128B
$37K ﹤0.01%
3,170
-1,250,000
-100% -$14.7M
ROBO icon
2224
ROBO Global Robotics & Automation Index ETF
ROBO
$2.12B
$37K ﹤0.01%
1,426
+726
+104% +$19.7K
RYAAY icon
2225
Ryanair
RYAAY
$30.6B
$37K ﹤0.01%
1,614
-39
-2% -$869
87 88
89
90 91

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.2% a quarter earlier, followed by Financials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.