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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBNY
2201
DELISTED
Signature Bank
SBNY
$35K ﹤0.01%
275
– –
FNSR
2202
DELISTED
Finisar Corp
FNSR
$35K ﹤0.01%
1,319
+493
+60% +$11.8K
TRND
2203
DELISTED
ROYAL BK SCOTLAND PLC RBS US LARGE CAP TRENDPILOT ETNS
TRND
$35K ﹤0.01%
+964
New +$34.7K
ASG
2204
Liberty All-Star Growth Fund
ASG
$349M
$34K ﹤0.01%
6,105
+197
+3% +$1.07K
MMD
2205
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
$34K ﹤0.01%
2,000
– –
PSL icon
2206
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.1M
$34K ﹤0.01%
760
– –
RITM icon
2207
Rithm Capital
RITM
$5.71B
$34K ﹤0.01%
2,635
-400
-13% -$5.16K
SNPS icon
2208
Synopsys
SNPS
$79B
$34K ﹤0.01%
893
+19
+2% +$762
TV icon
2209
Televisa
TV
$1.49B
$34K ﹤0.01%
1,025
– –
MUI
2210
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$34K ﹤0.01%
2,420
+2,320
+2,320% +$32.8K
ROIC
2211
DELISTED
Retail Opportunity Investments Corp.
ROIC
$34K ﹤0.01%
2,299
+72
+3% +$1.05K
NATI
2212
DELISTED
National Instruments Corp
NATI
$34K ﹤0.01%
1,168
-165
-12% -$4.92K
GARS
2213
DELISTED
Garrison Capital Inc.
GARS
$34K ﹤0.01%
2,402
+1,067
+80% +$15.3K
WMW
2214
DELISTED
ELEMENTS ETN MSTR Wide Moat FC TR
WMW
$34K ﹤0.01%
1,700
– –
XCO
2215
DELISTED
Exco Resources
XCO
$34K ﹤0.01%
+404
New +$31.1K
BMR
2216
DELISTED
BIOMED REALTY TRUST INC
BMR
$34K ﹤0.01%
1,656
-100
-6% -$1.97K
AYN
2217
DELISTED
Alliance New York Income Fund
AYN
$34K ﹤0.01%
2,700
– –
EDE
2218
DELISTED
Empire District Electric
EDE
$34K ﹤0.01%
1,409
+15
+1% +$349
OB
2219
DELISTED
Onebeacon Insurance Group Ltd
OB
$34K ﹤0.01%
2,199
+91
+4% +$1.39K
SWFT
2220
DELISTED
Swift Transportation Company
SWFT
$34K ﹤0.01%
1,367
– –
TCF
2221
DELISTED
TCF Financial Corporation
TCF
$34K ﹤0.01%
2,044
+19
+0.9% +$309
ARI
2222
Apollo Commercial Real Estate
ARI
$885M
$33K ﹤0.01%
2,000
– –
AVNT icon
2223
Avient
AVNT
$4.16B
$33K ﹤0.01%
904
+506
+127% +$18.2K
BGB
2224
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$33K ﹤0.01%
1,875
– –
EWT icon
2225
iShares MSCI Taiwan ETF
EWT
$11.6B
$33K ﹤0.01%
1,150
-200
-15% -$5.58K
87 88
89
90 91

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.