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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKT icon
2201
BlackRock Income Trust
BKT
$340M
$29K ﹤0.01%
1,442
– –
DDS icon
2202
Dillards
DDS
$9.59B
$29K ﹤0.01%
353
-115
-25% -$9.31K
DTRE icon
2203
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.7M
$29K ﹤0.01%
718
-106
-13% -$4.21K
GIFI
2204
DELISTED
Gulf Island Fabrication
GIFI
$29K ﹤0.01%
+1,175
New +$27.6K
PKX icon
2205
POSCO
PKX
$17.1B
$29K ﹤0.01%
400
– –
PSR icon
2206
Invesco Active US Real Estate Fund
PSR
$59.9M
$29K ﹤0.01%
502
-534
-52% -$31.4K
RAMP icon
2207
LiveRamp
RAMP
$2.31B
$29K ﹤0.01%
1,025
-501
-33% -$12.9K
SCO icon
2208
ProShares UltraShort Bloomberg Crude Oil
SCO
$605M
$29K ﹤0.01%
+26
New +$30.7K
SOR
2209
Source Capital
SOR
$384M
$29K ﹤0.01%
468
– –
SLCA
2210
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$29K ﹤0.01%
1,160
-170
-13% -$3.97K
STON
2211
DELISTED
StoneMor Inc.
STON
$29K ﹤0.01%
1,242
+750
+152% +$18.3K
AMSG
2212
DELISTED
Amsurg Corp
AMSG
$29K ﹤0.01%
719
+475
+195% +$18.4K
FSYS
2213
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$29K ﹤0.01%
+1,500
New +$28.9K
GSP
2214
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$29K ﹤0.01%
894
– –
CY
2215
DELISTED
Cypress Semiconductor
CY
$29K ﹤0.01%
3,102
+1
+0% +$12
CNY
2216
DELISTED
Market Vectors-Renminbi
CNY
$29K ﹤0.01%
700
– –
AIV
2217
Aimco
AIV
$379M
$28K ﹤0.01%
7,725
+338
+5% +$1.31K
AMWD
2218
DELISTED
American Woodmark
AMWD
$28K ﹤0.01%
800
– –
ATI icon
2219
ATI
ATI
$30.9B
$28K ﹤0.01%
858
+28
+3% +$784
CIVI
2220
DELISTED
Civitas Resources
CIVI
$28K ﹤0.01%
5
+4
+400% +$18.5K
DBEF icon
2221
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.46B
$28K ﹤0.01%
1,043
+893
+595% +$22.6K
DY icon
2222
Dycom Industries
DY
$12.3B
$28K ﹤0.01%
1,003
– –
GLL icon
2223
ProShares UltraShort Gold
GLL
$105M
$28K ﹤0.01%
88
– –
HAE icon
2224
Haemonetics
HAE
$4.11B
$28K ﹤0.01%
702
+120
+21% +$5.04K
HI
2225
DELISTED
Hillenbrand
HI
$28K ﹤0.01%
1,015
– –
87 88
89
90 91

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.