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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LM
2176
DELISTED
Legg Mason, Inc.
LM
$211K ﹤0.01%
5,023
-25
-0.5% -$982
FHN icon
2177
First Horizon
FHN
$12.3B
$210K ﹤0.01%
10,487
+984
+10% +$18.9K
NOK icon
2178
Nokia
NOK
$59.5B
$210K ﹤0.01%
45,144
+6,629
+17% +$34.2K
RC
2179
Ready Capital
RC
$294M
$210K ﹤0.01%
13,824
+10,063
+268% +$158K
GAP
2180
The Gap Inc
GAP
$7.31B
$210K ﹤0.01%
6,156
-922
-13% -$27.5K
EVA
2181
DELISTED
Enviva Inc.
EVA
$210K ﹤0.01%
7,586
+1,208
+19% +$34.7K
NEV
2182
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$210K ﹤0.01%
14,747
+1,544
+12% +$22.3K
ENLK
2183
DELISTED
EnLink Midstream Partners, LP
ENLK
$210K ﹤0.01%
13,650
+550
+4% +$8.64K
OHAI
2184
DELISTED
OHA Investment Corporation
OHAI
$210K ﹤0.01%
183,009
-8,459
-4% -$9.97K
HRB icon
2185
H&R Block
HRB
$6.8B
$209K ﹤0.01%
7,978
+2,624
+49% +$68.1K
NHI icon
2186
National Health Investors
NHI
$3.51B
$209K ﹤0.01%
2,767
+166
+6% +$12.9K
VTWG icon
2187
Vanguard Russell 2000 Growth ETF
VTWG
$1.56B
$209K ﹤0.01%
1,538
-1,145
-43% -$152K
INO icon
2188
Inovio Pharmaceuticals
INO
$93M
$208K ﹤0.01%
4,193
-104
-2% -$6.45K
MLCO icon
2189
Melco Resorts & Entertainment
MLCO
$2.12B
$208K ﹤0.01%
7,168
-12
-0.2% -$306
SDG icon
2190
iShares MSCI Global Sustainable Development Goals ETF
SDG
$175M
$208K ﹤0.01%
3,505
+1,843
+111% +$108K
NEOG icon
2191
Neogen
NEOG
$2.57B
$207K ﹤0.01%
6,907
+310
+5% +$9.39K
XHS icon
2192
State Street SPDR S&P Health Care Services ETF
XHS
$208M
$207K ﹤0.01%
3,367
-1,770
-34% -$105K
ANIK icon
2193
Anika Therapeutics
ANIK
$287M
$206K ﹤0.01%
3,819
-2,375
-38% -$131K
BNY
2194
DELISTED
BlackRock New York Municipal Income Trust
BNY
$206K ﹤0.01%
14,402
– –
EINC icon
2195
VanEck Energy Income ETF
EINC
$79.9M
$206K ﹤0.01%
2,937
+165
+6% +$11.6K
SAVE
2196
DELISTED
Spirit Airlines, Inc.
SAVE
$205K ﹤0.01%
4,553
+1,260
+38% +$48.5K
ENY
2197
DELISTED
Invesco Canadian Energy Income ETF
ENY
$205K ﹤0.01%
24,398
+175
+0.7% +$1.47K
TTMI icon
2198
TTM Technologies
TTMI
$14.9B
$204K ﹤0.01%
13,029
+4,981
+62% +$80.1K
QVCGA
2199
DELISTED
QVC Group Inc Series A
QVCGA
$204K ﹤0.01%
172
-21
-11% -$24.3K
BBN icon
2200
BlackRock Taxable Municipal Bond Trust
BBN
$989M
$202K ﹤0.01%
8,703
-1,290
-13% -$30K
86 87
88
89 90

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.