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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYNT
2176
DELISTED
Syntel Inc
SYNT
$66K ﹤0.01%
1,472
+980
+199% +$43K
AOL
2177
DELISTED
AOL INC COMMON STOCK
AOL
$66K ﹤0.01%
1,458
+74
+5% +$3.26K
AWP
2178
abrdn Global Premier Properties Fund
AWP
$366M
$65K ﹤0.01%
3,008
-10,465
-78% -$213K
IDLV icon
2179
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$65K ﹤0.01%
2,050
+3
+0.1% +$94
PGP
2180
PIMCO Global StockPLUS & Income Fund
PGP
$103M
$65K ﹤0.01%
3,325
-1,204
-27% -$25.7K
VONV icon
2181
Vanguard Russell 1000 Value ETF
VONV
$22.1B
$65K ﹤0.01%
1,428
+900
+170% +$40.1K
WTS icon
2182
Watts Water Technologies
WTS
$12.9B
$65K ﹤0.01%
1,030
+902
+705% +$54.9K
XVZ
2183
DELISTED
iPath S&P 500 Dynamic VIX ETN
XVZ
$65K ﹤0.01%
2,285
-1,440
-39% -$42.7K
AVK
2184
Advent Convertible and Income Fund
AVK
$572M
$64K ﹤0.01%
3,968
+2,568
+183% +$42.1K
DGRE icon
2185
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$150M
$64K ﹤0.01%
+2,600
New +$65.2K
EDIV icon
2186
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$64K ﹤0.01%
1,879
-36
-2% -$1.28K
GABC icon
2187
German American Bancorp
GABC
$1.92B
$64K ﹤0.01%
3,147
– –
INFY icon
2188
Infosys
INFY
$49.4B
$64K ﹤0.01%
8,076
-508
-6% -$4.11K
PZZA icon
2189
Papa John's
PZZA
$797M
$64K ﹤0.01%
1,132
+1,066
+1,615% +$52.2K
USCI icon
2190
US Commodity Index
USCI
$373M
$64K ﹤0.01%
1,331
+377
+40% +$20K
VRNT
2191
DELISTED
Verint Systems
VRNT
$64K ﹤0.01%
2,161
+1,268
+142% +$37K
SHLX
2192
DELISTED
Shell Midstream Partners, L.P.
SHLX
$64K ﹤0.01%
+1,550
New +$55K
LKM
2193
DELISTED
Link Motion Inc.
LKM
$64K ﹤0.01%
16,385
+6,535
+66% +$43.9K
PL
2194
DELISTED
PROTECTIVE LIFE CORP
PL
$64K ﹤0.01%
916
-190
-17% -$13.2K
ALEX
2195
DELISTED
Alexander & Baldwin
ALEX
$63K ﹤0.01%
1,606
+1,003
+166% +$38.1K
CRUS icon
2196
Cirrus Logic
CRUS
$6.08B
$63K ﹤0.01%
2,895
+1,795
+163% +$36.2K
DKS icon
2197
Dick's Sporting Goods
DKS
$18.1B
$63K ﹤0.01%
1,265
-128
-9% -$5.99K
GT icon
2198
Goodyear
GT
$1.78B
$63K ﹤0.01%
2,239
-999
-31% -$24.7K
KN icon
2199
Knowles
KN
$3.29B
$63K ﹤0.01%
2,686
-1,660
-38% -$34.3K
LXU icon
2200
LSB Industries
LXU
$731M
$63K ﹤0.01%
2,625
+631
+32% +$16.2K
86 87
88
89 90

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.