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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTH icon
2151
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$243M
$124K ﹤0.01%
7,728
-2,499
-24% -$40.6K
CNK icon
2152
Cinemark Holdings
CNK
$4.37B
$123K ﹤0.01%
3,195
+972
+44% +$38.7K
DOX icon
2153
Amdocs
DOX
$6.08B
$123K ﹤0.01%
2,115
-349
-14% -$20.6K
CLD
2154
DELISTED
Cloud Peak Energy Inc
CLD
$123K ﹤0.01%
22,011
+15,590
+243% +$94.1K
HGI
2155
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
$123K ﹤0.01%
8,175
+2,100
+35% +$31.5K
TNH
2156
DELISTED
Terra Nitrogen
TNH
$123K ﹤0.01%
1,194
-21
-2% -$2.21K
FLTR icon
2157
VanEck IG Floating Rate ETF
FLTR
$3.04B
$122K ﹤0.01%
4,876
+476
+11% +$11.9K
HRB icon
2158
H&R Block
HRB
$6.76B
$122K ﹤0.01%
5,343
+695
+15% +$15.9K
ISCB icon
2159
iShares Morningstar Small-Cap ETF
ISCB
$294M
$122K ﹤0.01%
3,136
-488
-13% -$18.2K
MRVL icon
2160
Marvell Technology
MRVL
$199B
$122K ﹤0.01%
8,777
+7,195
+455% +$98K
PFIG icon
2161
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$122K ﹤0.01%
4,829
-4
-0.1% -$102
FPL
2162
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$122K ﹤0.01%
9,440
+3,240
+52% +$41.5K
XEC
2163
DELISTED
CIMAREX ENERGY CO
XEC
$122K ﹤0.01%
882
+69
+8% +$9.24K
BBY icon
2164
Best Buy
BBY
$18B
$121K ﹤0.01%
2,847
-1,086
-28% -$46.1K
DNOW icon
2165
DNOW Inc
DNOW
$3.04B
$121K ﹤0.01%
5,899
+711
+14% +$15.1K
FMS icon
2166
Fresenius Medical Care
FMS
$12.6B
$121K ﹤0.01%
2,840
-597
-17% -$24.4K
FTXN icon
2167
First Trust Nasdaq Oil & Gas ETF
FTXN
$164M
$121K ﹤0.01%
+5,500
New +$123K
QSR icon
2168
Restaurant Brands International
QSR
$26.1B
$121K ﹤0.01%
2,552
-501
-16% -$23.1K
HEP
2169
DELISTED
Holly Energy Partners, L.P.
HEP
$121K ﹤0.01%
3,778
-486
-11% -$15.8K
AMZA icon
2170
InfraCap MLP ETF
AMZA
$477M
$120K ﹤0.01%
1,060
– –
EPC icon
2171
Edgewell Personal Care
EPC
$1.32B
$120K ﹤0.01%
1,644
-551
-25% -$42.6K
IEZ icon
2172
iShares US Oil Equipment & Services ETF
IEZ
$382M
$120K ﹤0.01%
2,631
+725
+38% +$30.5K
IRBT
2173
DELISTED
iRobot
IRBT
$120K ﹤0.01%
2,043
-161
-7% -$8.4K
OSK icon
2174
Oshkosh
OSK
$9.41B
$120K ﹤0.01%
1,855
+603
+48% +$37.3K
SPYX icon
2175
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.89B
$120K ﹤0.01%
6,681
+3,075
+85% +$53.8K
85 86
87
88 89

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.