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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVD
2151
DELISTED
COVANCE INC.
CVD
$69K ﹤0.01%
648
+151
+30% +$14.2K
TRLA
2152
DELISTED
TRULIA INC (DEL)
TRLA
$69K ﹤0.01%
1,500
+1,493
+21,329% +$70.1K
JDD
2153
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$69K ﹤0.01%
5,847
-1,553
-21% -$18.5K
HDGE icon
2154
AdvisorShares Ranger Equity Bear ETF
HDGE
$52.2M
$68K ﹤0.01%
598
-355
-37% -$41.8K
LOCO icon
2155
El Pollo Loco
LOCO
$463M
$68K ﹤0.01%
3,325
-1,700
-34% -$51.3K
MYGN icon
2156
Myriad Genetics
MYGN
$303M
$68K ﹤0.01%
2,006
-63
-3% -$2.23K
NBR icon
2157
Nabors Industries
NBR
$1.33B
$68K ﹤0.01%
104
+86
+478% +$68K
PBR.A icon
2158
Petrobras Class A
PBR.A
$104B
$68K ﹤0.01%
9,124
+8,862
+3,382% +$100K
VC icon
2159
Visteon
VC
$2.86B
$68K ﹤0.01%
635
+3
+0.5% +$289
CHS
2160
DELISTED
Chicos FAS, Inc.
CHS
$68K ﹤0.01%
4,168
+43
+1% +$659
PZI
2161
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$68K ﹤0.01%
4,179
+3
+0.1% +$47
JOY
2162
DELISTED
Joy Global Inc
JOY
$68K ﹤0.01%
1,465
+127
+9% +$6.5K
EDE
2163
DELISTED
Empire District Electric
EDE
$68K ﹤0.01%
2,289
+878
+62% +$24.2K
DCH
2164
Dauch Corp
DCH
$1.61B
$67K ﹤0.01%
2,851
+2,804
+5,966% +$55.8K
HAP icon
2165
VanEck Natural Resources ETF
HAP
$308M
$67K ﹤0.01%
1,962
+500
+34% +$17.7K
MIN
2166
Aberdeen Intermediate Income Fund
MIN
$281M
$67K ﹤0.01%
14,009
+13,257
+1,763% +$66K
SNPS icon
2167
Synopsys
SNPS
$78.8B
$67K ﹤0.01%
1,517
+457
+43% +$19K
EEQ
2168
DELISTED
Enbridge Energy Management Llc
EEQ
$67K ﹤0.01%
2,511
-467
-16% -$11.7K
BBLU
2169
DELISTED
BLUE EARTH, INC. COMMON STOCK
BBLU
$67K ﹤0.01%
61,845
-9,636
-13% -$15.3K
BTO
2170
John Hancock Financial Opportunities Fund
BTO
$814M
$66K ﹤0.01%
2,811
+686
+32% +$15.6K
TECK icon
2171
Teck Resources
TECK
$31.3B
$66K ﹤0.01%
4,797
+3,790
+376% +$57.8K
AMOV
2172
DELISTED
America Movil SAB de CV
AMOV
$66K ﹤0.01%
3,148
– –
IMLP
2173
DELISTED
iPath S&P MLP ETN
IMLP
$66K ﹤0.01%
2,200
– –
HDS
2174
DELISTED
HD Supply Holdings, Inc.
HDS
$66K ﹤0.01%
2,231
+1,843
+475% +$51.7K
HGI
2175
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
$66K ﹤0.01%
3,895
+5
+0.1% +$88
85 86
87
88 89

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.