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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Financials 4.54%
3 Technology 4.38%
4 Healthcare 4.14%
5 Industrials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWX icon
2151
iShares Russell Top 200 Value ETF
IWX
$4.04B
$42K ﹤0.01%
982
+86
+10% +$3.7K
KNCT icon
2152
Invesco Next Gen Connectivity ETF
KNCT
$165M
$42K ﹤0.01%
1,300
– –
NDSN icon
2153
Nordson
NDSN
$17.2B
$42K ﹤0.01%
548
+157
+40% +$12.3K
NTAP icon
2154
NetApp
NTAP
$40.1B
$42K ﹤0.01%
980
-248
-20% -$9.93K
SNPS icon
2155
Synopsys
SNPS
$78.8B
$42K ﹤0.01%
1,060
– –
TYL icon
2156
Tyler Technologies
TYL
$13.6B
$42K ﹤0.01%
472
+250
+113% +$22.6K
MAGN
2157
Magnera Corp
MAGN
$429M
$42K ﹤0.01%
148
-54
-27% -$17.2K
CEQP
2158
DELISTED
Crestwood Equity Partners LP
CEQP
$42K ﹤0.01%
397
+28
+8% +$3.69K
HNP
2159
DELISTED
Huaneng Power Intl, Inc.
HNP
$42K ﹤0.01%
957
+877
+1,096% +$41K
KS
2160
DELISTED
KapStone Paper and Pack Corp.
KS
$42K ﹤0.01%
1,508
+77
+5% +$2.34K
CVG
2161
DELISTED
Convergys
CVG
$42K ﹤0.01%
2,329
-31,849
-93% -$619K
SD
2162
DELISTED
SANDRIDGE ENERGY, INC.
SD
$42K ﹤0.01%
9,875
+1,111
+13% +$6.21K
CUK
2163
DELISTED
Carnival PLC
CUK
$41K ﹤0.01%
1,017
+218
+27% +$8.24K
DAR icon
2164
Darling Ingredients
DAR
$10.5B
$41K ﹤0.01%
2,224
-456
-17% -$8.82K
FDM icon
2165
First Trust Dow Jones Select MicroCap Index Fund
FDM
$272M
$41K ﹤0.01%
1,371
– –
GATX icon
2166
GATX Corp
GATX
$6.31B
$41K ﹤0.01%
702
+193
+38% +$12.5K
MCI
2167
Barings Corporate Investors
MCI
$349M
$41K ﹤0.01%
2,677
– –
MTDR icon
2168
Matador Resources
MTDR
$6.52B
$41K ﹤0.01%
1,600
-400
-20% -$10.5K
NAT icon
2169
Nordic American Tanker
NAT
$1.44B
$41K ﹤0.01%
5,211
-568
-10% -$4.96K
TKR icon
2170
Timken Company
TKR
$9.05B
$41K ﹤0.01%
978
-471
-33% -$21.7K
SDLP
2171
DELISTED
SEADRILL PARTNERS LLC
SDLP
$41K ﹤0.01%
130
– –
CLD
2172
DELISTED
Cloud Peak Energy Inc
CLD
$41K ﹤0.01%
3,280
+1,610
+96% +$24.4K
CIE
2173
DELISTED
Cobalt International Energy, Inc
CIE
$41K ﹤0.01%
200
– –
WPZ
2174
DELISTED
Williams Partners L.P.
WPZ
$41K ﹤0.01%
684
-1,013
-60% -$59.9K
SBNY
2175
DELISTED
Signature Bank
SBNY
$41K ﹤0.01%
368
+42
+13% +$4.94K
85 86
87
88 89

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.2% a quarter earlier, followed by Financials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.