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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TZE
2151
DELISTED
ISHARES TARGET DATE 2015 ETF
TZE
$38K ﹤0.01%
1,000
– –
MEMP
2152
DELISTED
Memorial Production Partners LP Common Units
MEMP
$38K ﹤0.01%
1,668
-671
-29% -$14.8K
ADC icon
2153
Agree Realty
ADC
$9.25B
$37K ﹤0.01%
1,233
– –
ADUS icon
2154
Addus HomeCare
ADUS
$2.2B
$37K ﹤0.01%
1,600
+1,200
+300% +$29.9K
ARCO icon
2155
Arcos Dorados Holdings
ARCO
$1.66B
$37K ﹤0.01%
3,757
– –
CLDX icon
2156
Celldex Therapeutics
CLDX
$3.52B
$37K ﹤0.01%
140
+13
+10% +$4.98K
FFA
2157
First Trust Enhanced Equity Income Fund
FFA
$472M
$37K ﹤0.01%
2,755
+2,010
+270% +$26.5K
HSTM icon
2158
HealthStream
HSTM
$829M
$37K ﹤0.01%
1,404
– –
IBKR icon
2159
Interactive Brokers
IBKR
$41.4B
$37K ﹤0.01%
6,872
+5,388
+363% +$29.8K
KEP icon
2160
Korea Electric Power
KEP
$15.3B
$37K ﹤0.01%
2,130
+52
+3% +$882
PXH icon
2161
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$37K ﹤0.01%
1,848
– –
RFI
2162
Cohen & Steers Total Return Realty Fund
RFI
$304M
$37K ﹤0.01%
2,869
– –
SPGP icon
2163
Invesco S&P 500 GARP ETF
SPGP
$2.33B
$37K ﹤0.01%
1,272
– –
TRGP icon
2164
Targa Resources
TRGP
$57.6B
$37K ﹤0.01%
376
+72
+24% +$6.73K
MEN
2165
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$37K ﹤0.01%
3,387
– –
MDR
2166
DELISTED
McDermott International
MDR
$37K ﹤0.01%
1,570
-646
-29% -$16.2K
MBFI
2167
DELISTED
MB Financial Corp
MBFI
$37K ﹤0.01%
1,203
– –
EIP
2168
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
$37K ﹤0.01%
3,000
– –
RNDY
2169
DELISTED
ROUNDYS INC COM STK
RNDY
$37K ﹤0.01%
5,400
-1,800
-25% -$13.5K
NUO
2170
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$37K ﹤0.01%
2,425
-3,500
-59% -$51.4K
SHPG
2171
DELISTED
Shire pic
SHPG
$37K ﹤0.01%
248
-1,042
-81% -$161K
ABAX
2172
DELISTED
Abaxis Inc
ABAX
$37K ﹤0.01%
963
-117
-11% -$4.64K
BGY icon
2173
BlackRock Enhanced International Dividend Trust
BGY
$532M
$36K ﹤0.01%
4,467
+68
+2% +$553
BKN
2174
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$36K ﹤0.01%
2,500
+2,000
+400% +$29K
DSX icon
2175
Diana Shipping
DSX
$296M
$36K ﹤0.01%
4,291
-501
-10% -$4.39K
85 86
87
88 89

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.