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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EELV icon
2126
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$422M
$91K ﹤0.01%
4,528
-4,381
-49% -$94.5K
EXP icon
2127
Eagle Materials
EXP
$6.39B
$91K ﹤0.01%
1,512
-2,664
-64% -$178K
QAI icon
2128
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.03B
$91K ﹤0.01%
3,181
+1,323
+71% +$38.2K
SKM icon
2129
SK Telecom
SKM
$14.9B
$91K ﹤0.01%
2,758
+299
+12% +$11.2K
THS
2130
DELISTED
Treehouse Foods
THS
$91K ﹤0.01%
1,155
+260
+29% +$21.7K
LUMO
2131
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$91K ﹤0.01%
279
+117
+72% +$38.1K
GSG icon
2132
iShares S&P GSCI Commodity-Indexed Trust
GSG
$937M
$90K ﹤0.01%
6,311
-2,758
-30% -$43.9K
ROL icon
2133
Rollins
ROL
$17.5B
$90K ﹤0.01%
7,765
-139
-2% -$1.66K
WEN icon
2134
Wendy's
WEN
$1.64B
$90K ﹤0.01%
8,390
-2,971
-26% -$29.3K
CDMO
2135
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$90K ﹤0.01%
11,020
-365
-3% -$2.95K
TOFR
2136
DELISTED
Stock Split Index Fund
TOFR
$90K ﹤0.01%
6,000
+4,500
+300% +$71.6K
WLL
2137
DELISTED
Whiting Petroleum Corporation
WLL
$90K ﹤0.01%
31
– –
JGV
2138
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$90K ﹤0.01%
8,272
+7,207
+677% +$78.3K
SSYS icon
2139
Stratasys
SSYS
$772M
$89K ﹤0.01%
3,758
-32,147
-90% -$846K
BBVA icon
2140
Banco Bilbao Vizcaya Argentaria
BBVA
$159B
$88K ﹤0.01%
12,535
-949
-7% -$7.59K
CHRD icon
2141
Chord Energy
CHRD
$7.51B
$88K ﹤0.01%
11,961
-3,402
-22% -$36.4K
FMY
2142
First Trust Mortgage Income Fund
FMY
$49.3M
$88K ﹤0.01%
6,006
-1,500
-20% -$21.7K
GIL icon
2143
Gildan
GIL
$10.5B
$88K ﹤0.01%
3,083
+1,141
+59% +$33.8K
NHS
2144
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$88K ﹤0.01%
8,750
– –
PRLB icon
2145
Protolabs
PRLB
$2.19B
$88K ﹤0.01%
1,391
+32
+2% +$2.06K
RYAAY icon
2146
Ryanair
RYAAY
$30.4B
$88K ﹤0.01%
2,570
-50
-2% -$1.63K
WOOD icon
2147
iShares Global Timber & Forestry ETF
WOOD
$269M
$88K ﹤0.01%
1,831
-2,197
-55% -$108K
PZI
2148
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$88K ﹤0.01%
5,682
+1,501
+36% +$23.3K
ATRO icon
2149
Astronics
ATRO
$4.54B
$87K ﹤0.01%
3,401
-61
-2% -$1.46K
CLW icon
2150
Clearwater Paper
CLW
$348M
$87K ﹤0.01%
1,916
-288
-13% -$13.8K
84 85
86
87 88

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.