We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSS
2126
DELISTED
Total System Services, Inc.
TSS
$71K ﹤0.01%
2,087
+84
+4% +$2.72K
ADSK icon
2127
Autodesk
ADSK
$54.5B
$70K ﹤0.01%
1,185
+334
+39% +$19.3K
BBVA icon
2128
Banco Bilbao Vizcaya Argentaria
BBVA
$158B
$70K ﹤0.01%
7,865
-73
-0.9% -$744
FTCS icon
2129
First Trust Capital Strength ETF
FTCS
$8.02B
$70K ﹤0.01%
1,827
+415
+29% +$15.3K
HPS
2130
John Hancock Preferred Income Fund III
HPS
$463M
$70K ﹤0.01%
3,898
+1,224
+46% +$21.9K
PGJ icon
2131
Invesco Golden Dragon China ETF
PGJ
$93.2M
$70K ﹤0.01%
2,527
+2
+0.1% +$59
PIPR icon
2132
Piper Sandler
PIPR
$5.34B
$70K ﹤0.01%
4,844
+3,976
+458% +$54.6K
RZV icon
2133
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$307M
$70K ﹤0.01%
1,105
-28
-2% -$1.71K
WSBC icon
2134
WesBanco
WSBC
$4.1B
$70K ﹤0.01%
2,002
+32
+2% +$1.07K
QEP
2135
DELISTED
QEP RESOURCES, INC.
QEP
$70K ﹤0.01%
3,484
-315
-8% -$7.35K
INF
2136
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$70K ﹤0.01%
3,439
+2,170
+171% +$47.5K
DISH
2137
DELISTED
DISH Network Corp.
DISH
$70K ﹤0.01%
942
+120
+15% +$8.08K
IRC
2138
DELISTED
INLAND REAL ESTATE CORP
IRC
$70K ﹤0.01%
6,282
-3,490
-36% -$37K
CBB
2139
DELISTED
Cincinnati Bell Inc.
CBB
$70K ﹤0.01%
4,349
+310
+8% +$5.25K
BMVP icon
2140
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$107M
$69K ﹤0.01%
2,784
+1,050
+61% +$25.1K
CDNS icon
2141
Cadence Design Systems
CDNS
$89.2B
$69K ﹤0.01%
3,966
-39
-1% -$700
L icon
2142
Loews
L
$23.1B
$69K ﹤0.01%
1,640
+106
+7% +$4.44K
MCN
2143
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$69K ﹤0.01%
8,500
+7,000
+467% +$58.5K
SLG icon
2144
SL Green Realty
SLG
$4.08B
$69K ﹤0.01%
596
+264
+80% +$29.2K
WPS
2145
DELISTED
iShares International Developed Property ETF
WPS
$69K ﹤0.01%
1,901
+700
+58% +$25.8K
SGEN
2146
DELISTED
Seagen Inc. Common Stock
SGEN
$69K ﹤0.01%
2,135
+463
+28% +$16.1K
DDF
2147
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$69K ﹤0.01%
7,001
+36
+0.5% +$354
FVL
2148
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$69K ﹤0.01%
3,381
+1,383
+69% +$27K
CRZO
2149
DELISTED
Carrizo Oil & Gas Inc
CRZO
$69K ﹤0.01%
1,660
-330
-17% -$14.8K
IFNA
2150
DELISTED
ISHARES NORTH AMERICA REAL ESTATE ETF
IFNA
$69K ﹤0.01%
1,208
-154
-11% -$8.54K
84 85
86
87 88

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.