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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIRR icon
2101
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.8B
$230K ﹤0.01%
8,392
-6,900
-45% -$183K
CE icon
2102
Celanese
CE
$4.85B
$230K ﹤0.01%
2,151
+3
+0.1% +$319
CGO
2103
Calamos Global Total Return Fund
CGO
$131M
$230K ﹤0.01%
15,247
-3,628
-19% -$51K
BKI
2104
DELISTED
Black Knight, Inc. Common Stock
BKI
$230K ﹤0.01%
+5,194
New +$235K
FEO
2105
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$230K ﹤0.01%
14,093
+13,900
+7,202% +$227K
LDRS
2106
DELISTED
Innovator IBD ETF Leaders ETF
LDRS
$230K ﹤0.01%
+9,000
New +$229K
AXE
2107
DELISTED
Anixter International Inc
AXE
$230K ﹤0.01%
3,027
+2,115
+232% +$156K
UVV icon
2108
Universal Corp
UVV
$1.14B
$229K ﹤0.01%
4,370
-4,702
-52% -$261K
DBD
2109
DELISTED
Diebold Nixdorf Incorporated
DBD
$229K ﹤0.01%
13,927
+1,689
+14% +$32.6K
NFX
2110
DELISTED
Newfield Exploration
NFX
$229K ﹤0.01%
7,210
+148
+2% +$4.49K
AEG icon
2111
Aegon
AEG
$13.9B
$228K ﹤0.01%
44,480
-10,386
-19% -$50.6K
BIO icon
2112
Bio-Rad Laboratories Class A
BIO
$9.41B
$228K ﹤0.01%
952
-51
-5% -$12.4K
BKR icon
2113
Baker Hughes
BKR
$64.3B
$228K ﹤0.01%
7,210
+108
+2% +$3.46K
CNQ icon
2114
Canadian Natural Resources
CNQ
$98.5B
$228K ﹤0.01%
13,069
-888
-6% -$14.9K
DDWM icon
2115
WisdomTree Dynamic International Equity Fund
DDWM
$1.5B
$228K ﹤0.01%
7,440
-2,466
-25% -$74.4K
BBY icon
2116
Best Buy
BBY
$17.5B
$227K ﹤0.01%
3,325
+131
+4% +$7.75K
BGY icon
2117
BlackRock Enhanced International Dividend Trust
BGY
$536M
$227K ﹤0.01%
34,720
-5,389
-13% -$35.3K
BKN
2118
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$227K ﹤0.01%
15,257
-6,188
-29% -$91.4K
BWG
2119
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$227K ﹤0.01%
17,780
-6,787
-28% -$88.1K
FSZ icon
2120
First Trust Switzerland AlphaDEX Fund
FSZ
$37.3M
$227K ﹤0.01%
4,302
+83
+2% +$4.28K
XRT icon
2121
State Street SPDR S&P Retail ETF
XRT
$640M
$227K ﹤0.01%
5,024
+2,003
+66% +$84.2K
CNR
2122
Core Natural Resources Inc
CNR
$4.7B
$227K ﹤0.01%
+5,756
New +$168K
HYZD icon
2123
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$226K ﹤0.01%
9,339
+7,439
+392% +$180K
LBRDK icon
2124
Liberty Broadband Class C
LBRDK
$5.12B
$226K ﹤0.01%
2,647
+2,131
+413% +$190K
BNO icon
2125
United States Brent Oil Fund
BNO
$784M
$225K ﹤0.01%
12,451
+9,451
+315% +$156K
83 84
85
86 87

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.