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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPN
2101
DELISTED
SPDR S&P International Industrial Sector
IPN
$133K ﹤0.01%
4,484
+900
+25% +$26.8K
RGA icon
2102
Reinsurance Group of America
RGA
$16.1B
$132K ﹤0.01%
1,056
-100
-9% -$11.7K
TEF
2103
DELISTED
Telefonica
TEF
$132K ﹤0.01%
17,726
-2,526
-12% -$18.5K
VIV icon
2104
Telefônica Brasil
VIV
$18.5B
$132K ﹤0.01%
9,819
-1,204
-11% -$16.1K
XTN icon
2105
State Street SPDR S&P Transportation ETF
XTN
$398M
$132K ﹤0.01%
2,441
+708
+41% +$36.3K
LSI
2106
DELISTED
Life Storage, Inc.
LSI
$132K ﹤0.01%
2,334
-500
-18% -$27.7K
CST
2107
DELISTED
CST Brands, Inc.
CST
$132K ﹤0.01%
2,759
+737
+36% +$35.5K
CNO icon
2108
CNO Financial Group
CNO
$5.02B
$131K ﹤0.01%
7,265
+4,081
+128% +$70.2K
DIV icon
2109
Global X SuperDividend US ETF
DIV
$780M
$131K ﹤0.01%
5,305
+2,252
+74% +$54.6K
ITT icon
2110
ITT
ITT
$19.4B
$131K ﹤0.01%
3,378
+120
+4% +$4.52K
IBDC
2111
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
$131K ﹤0.01%
4,954
+4
+0.1% +$105
PIE icon
2112
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$250M
$130K ﹤0.01%
8,671
+4
+0% +$62
LL
2113
DELISTED
LL Flooring Holdings, Inc.
LL
$130K ﹤0.01%
8,269
+2,700
+48% +$47K
IPD
2114
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
$130K ﹤0.01%
3,654
+753
+26% +$27K
CHRD icon
2115
Chord Energy
CHRD
$7.35B
$129K ﹤0.01%
8,568
-3,027
-26% -$39.2K
MGM icon
2116
MGM Resorts International
MGM
$11.1B
$129K ﹤0.01%
4,521
+606
+15% +$16.8K
PMT
2117
PennyMac Mortgage Investment
PMT
$827M
$129K ﹤0.01%
7,850
-10,008
-56% -$158K
SKYW icon
2118
Skywest
SKYW
$4.16B
$129K ﹤0.01%
3,542
+121
+4% +$4.05K
XRT icon
2119
State Street SPDR S&P Retail ETF
XRT
$643M
$129K ﹤0.01%
2,927
+635
+28% +$28.2K
EBSB
2120
DELISTED
Meridian Bancorp, Inc.
EBSB
$129K ﹤0.01%
6,852
+3,852
+128% +$65.7K
EPOL icon
2121
iShares MSCI Poland ETF
EPOL
$813M
$128K ﹤0.01%
7,042
+6,766
+2,451% +$121K
GUNR icon
2122
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7B
$128K ﹤0.01%
4,451
-441
-9% -$12.3K
PRK icon
2123
Park National Corp
PRK
$3.72B
$128K ﹤0.01%
1,071
– –
SPTL icon
2124
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$128K ﹤0.01%
3,736
-3,298
-47% -$119K
TXMD icon
2125
TherapeuticsMD
TXMD
$24.1M
$128K ﹤0.01%
443
+75
+20% +$23.2K
83 84
85
86 87

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.