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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSL icon
2101
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$73K ﹤0.01%
1,519
-428
-22% -$20.9K
GOOD
2102
Gladstone Commercial Corp
GOOD
$641M
$73K ﹤0.01%
+4,200
New +$73.5K
PKOH icon
2103
Park-Ohio Holdings
PKOH
$716M
$73K ﹤0.01%
1,275
– –
RDOG icon
2104
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
$73K ﹤0.01%
1,675
+300
+22% +$12.9K
LVL
2105
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$73K ﹤0.01%
6,363
+1,235
+24% +$15K
HYF
2106
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$73K ﹤0.01%
40,612
+325
+0.8% +$634
AIZ icon
2107
Assurant
AIZ
$13.9B
$72K ﹤0.01%
1,068
-139
-12% -$9.25K
BWG
2108
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$72K ﹤0.01%
4,308
+2,666
+162% +$45.3K
EXP icon
2109
Eagle Materials
EXP
$6.47B
$72K ﹤0.01%
939
+485
+107% +$41K
GLNG icon
2110
Golar LNG
GLNG
$5.21B
$72K ﹤0.01%
1,976
-1,144
-37% -$54.3K
IAI icon
2111
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.39B
$72K ﹤0.01%
1,688
+1,252
+287% +$50.6K
SBS icon
2112
Sabesp
SBS
$17.9B
$72K ﹤0.01%
58,645
+36,843
+169% +$52.6K
PAF
2113
DELISTED
Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PAF
$72K ﹤0.01%
1,437
+100
+7% +$5.3K
ENH
2114
DELISTED
Endurance Specialty Holdings Ltd
ENH
$72K ﹤0.01%
1,166
+100
+9% +$5.75K
ARG
2115
DELISTED
Airgas Inc
ARG
$72K ﹤0.01%
623
+216
+53% +$24.3K
HCBK
2116
DELISTED
HUDSON CITY BANCORP INC
HCBK
$72K ﹤0.01%
7,223
– –
AVY icon
2117
Avery Dennison
AVY
$13.6B
$71K ﹤0.01%
1,355
+414
+44% +$19.7K
EVV
2118
Eaton Vance Limited Duration Income Fund
EVV
$1.08B
$71K ﹤0.01%
5,091
+1,689
+50% +$24.2K
NAZ icon
2119
Nuveen Arizona Quality Municipal Income Fund
NAZ
$160M
$71K ﹤0.01%
+4,957
New +$70.2K
RELX icon
2120
RELX
RELX
$60.4B
$71K ﹤0.01%
4,104
+756
+23% +$12.4K
RWJ icon
2121
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$71K ﹤0.01%
3,756
+1,797
+92% +$32.5K
ONIT
2122
Onity Group
ONIT
$321M
$71K ﹤0.01%
322
+127
+65% +$41.4K
PTR
2123
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$71K ﹤0.01%
644
+350
+119% +$40.6K
TPLM
2124
DELISTED
Triangle Petroleum Corporation
TPLM
$71K ﹤0.01%
14,850
-2,000
-12% -$13.4K
NLSN
2125
DELISTED
Nielsen Holdings plc
NLSN
$71K ﹤0.01%
1,612
+841
+109% +$36K
83 84
85
86 87

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.