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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Financials 4.54%
3 Technology 4.38%
4 Healthcare 4.14%
5 Industrials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYNA icon
2101
Synaptics
SYNA
$4.3B
$45K ﹤0.01%
614
+150
+32% +$12.2K
UTL icon
2102
Unitil
UTL
$992M
$45K ﹤0.01%
1,463
– –
INB
2103
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$45K ﹤0.01%
3,634
– –
PNK
2104
DELISTED
Pinnacle Entertainment Inc.
PNK
$45K ﹤0.01%
1,786
– –
ARG
2105
DELISTED
Airgas Inc
ARG
$45K ﹤0.01%
407
-51
-11% -$5.6K
HUB.B
2106
DELISTED
HUBBELL INC CL-B
HUB.B
$45K ﹤0.01%
376
+259
+221% +$31.3K
ALK icon
2107
Alaska Air
ALK
$5.3B
$44K ﹤0.01%
1,016
-1,764
-63% -$81.8K
BGR icon
2108
BlackRock Energy and Resources Trust
BGR
$426M
$44K ﹤0.01%
1,848
+45
+2% +$1.17K
KTOS icon
2109
Kratos Defense & Security Solutions
KTOS
$11.8B
$44K ﹤0.01%
6,650
-100
-1% -$743
NML
2110
Neuberger Energy Infrastructure and Income Fund Inc
NML
$603M
$44K ﹤0.01%
2,026
+526
+35% +$10.9K
PTC icon
2111
PTC
PTC
$16.1B
$44K ﹤0.01%
1,179
-22
-2% -$841
THG icon
2112
Hanover Insurance
THG
$7.74B
$44K ﹤0.01%
710
+212
+43% +$13.2K
VHC icon
2113
VirnetX Holding Corp
VHC
$65.8M
$44K ﹤0.01%
365
-711
-66% -$191K
WPS
2114
DELISTED
iShares International Developed Property ETF
WPS
$44K ﹤0.01%
1,201
-583
-33% -$22.6K
CXO
2115
DELISTED
CONCHO RESOURCES INC.
CXO
$44K ﹤0.01%
349
– –
INXN
2116
DELISTED
Interxion Holding N.V.
INXN
$44K ﹤0.01%
1,575
-55
-3% -$1.52K
GK
2117
DELISTED
G&K Services Inc
GK
$44K ﹤0.01%
797
+256
+47% +$13.6K
SZYM
2118
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$44K ﹤0.01%
5,877
-470
-7% -$4.39K
ANN
2119
DELISTED
ANN INC
ANN
$44K ﹤0.01%
1,074
+760
+242% +$30K
MCP
2120
DELISTED
MOLYCORP INC COM STK
MCP
$44K ﹤0.01%
36,894
– –
AES icon
2121
AES
AES
$10.5B
$43K ﹤0.01%
3,030
-92,134
-97% -$1.37M
AKR icon
2122
Acadia Realty Trust
AKR
$2.84B
$43K ﹤0.01%
1,570
– –
ANF icon
2123
Abercrombie & Fitch
ANF
$4.84B
$43K ﹤0.01%
1,178
-183
-13% -$7.46K
CCK icon
2124
Crown Holdings
CCK
$13.1B
$43K ﹤0.01%
961
+79
+9% +$3.8K
CG icon
2125
Carlyle Group
CG
$17.2B
$43K ﹤0.01%
1,423
-146
-9% -$4.76K
83 84
85
86 87

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.2% a quarter earlier, followed by Financials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.