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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCI
2101
Barings Corporate Investors
MCI
$342M
$41K ﹤0.01%
2,677
– –
NAT icon
2102
Nordic American Tanker
NAT
$1.36B
$41K ﹤0.01%
4,265
+216
+5% +$2.18K
SBS icon
2103
Sabesp
SBS
$17.9B
$41K ﹤0.01%
22,575
-13,778
-38% -$25.1K
SOCL icon
2104
Global X Social Media ETF
SOCL
$91.4M
$41K ﹤0.01%
2,087
+360
+21% +$7.7K
FRGI
2105
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$41K ﹤0.01%
890
+90
+11% +$4.24K
RDC
2106
DELISTED
Rowan Companies Plc
RDC
$41K ﹤0.01%
1,204
-338
-22% -$11K
RHT
2107
DELISTED
Red Hat Inc
RHT
$41K ﹤0.01%
778
-443
-36% -$25.6K
CBA
2108
DELISTED
ClearBridge American Energy MLP
CBA
$41K ﹤0.01%
2,500
+500
+25% +$8.52K
ATRO icon
2109
Astronics
ATRO
$4.34B
$40K ﹤0.01%
1,386
– –
CSL icon
2110
Carlisle Companies
CSL
$15.2B
$40K ﹤0.01%
501
-10
-2% -$777
DRI icon
2111
Darden Restaurants
DRI
$25.9B
$40K ﹤0.01%
890
-1,545
-63% -$69.1K
HFBL icon
2112
Home Federal Bancorp
HFBL
$71.5M
$40K ﹤0.01%
4,550
– –
HWKN icon
2113
Hawkins
HWKN
$2.7B
$40K ﹤0.01%
2,200
– –
BRSL
2114
Brightstar Lottery PLC
BRSL
$2.15B
$40K ﹤0.01%
2,811
+519
+23% +$8.03K
NBR icon
2115
Nabors Industries
NBR
$1.33B
$40K ﹤0.01%
32
+1
+3% +$998
NOBL icon
2116
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$40K ﹤0.01%
+1,800
New +$39.1K
RYAAY icon
2117
Ryanair
RYAAY
$30.8B
$40K ﹤0.01%
1,643
-117
-7% -$2.56K
TDY icon
2118
Teledyne Technologies
TDY
$31.8B
$40K ﹤0.01%
414
– –
TGI
2119
DELISTED
Triumph Group
TGI
$40K ﹤0.01%
622
+150
+32% +$10.3K
THS
2120
DELISTED
Treehouse Foods
THS
$40K ﹤0.01%
554
– –
VC icon
2121
Visteon
VC
$2.84B
$40K ﹤0.01%
456
+137
+43% +$11.4K
DEX
2122
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$40K ﹤0.01%
3,250
-13,200
-80% -$159K
STON
2123
DELISTED
StoneMor Inc.
STON
$40K ﹤0.01%
1,600
– –
TAHO
2124
DELISTED
Tahoe Resources Inc
TAHO
$40K ﹤0.01%
1,883
– –
KS
2125
DELISTED
KapStone Paper and Pack Corp.
KS
$40K ﹤0.01%
1,383
+685
+98% +$20K
83 84
85
86 87

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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.