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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBS icon
2076
Webster Financial
WBS
$12.8B
$77K ﹤0.01%
2,358
+564
+31% +$17.4K
DFT
2077
DELISTED
DuPont Fabros Technology Inc.
DFT
$77K ﹤0.01%
2,326
+2,035
+699% +$63.2K
DBIZ
2078
DELISTED
AdvisorShares Pring Turner Business Cycle ETF
DBIZ
$77K ﹤0.01%
2,981
+6
+0.2% +$158
OHAI
2079
DELISTED
OHA Investment Corporation
OHAI
$77K ﹤0.01%
16,568
+16,505
+26,198% +$97.9K
ILTB icon
2080
iShares Core 10+ Year USD Bond ETF
ILTB
$595M
$76K ﹤0.01%
1,211
-52
-4% -$3.24K
LXP icon
2081
LXP Industrial Trust
LXP
$3.58B
$76K ﹤0.01%
1,366
-142
-9% -$7.64K
XONE
2082
DELISTED
The ExOne Company
XONE
$76K ﹤0.01%
4,504
+350
+8% +$7.04K
CTCT
2083
DELISTED
CONSTANT CONTACT, INC COM
CTCT
$76K ﹤0.01%
+2,081
New +$68.2K
HDB icon
2084
HDFC Bank
HDB
$119B
$75K ﹤0.01%
5,844
+1,240
+27% +$15.6K
NBB icon
2085
Nuveen Taxable Municipal Income Fund
NBB
$456M
$75K ﹤0.01%
+3,536
New +$73K
ULST icon
2086
State Street Ultra Short Term Bond ETF
ULST
$526M
$75K ﹤0.01%
+1,875
New +$75.2K
WDFC icon
2087
WD-40
WDFC
$3.09B
$75K ﹤0.01%
886
+736
+491% +$56K
UPL
2088
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$75K ﹤0.01%
5,658
+2,858
+102% +$57.6K
PXR
2089
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
$75K ﹤0.01%
2,080
+275
+15% +$9.96K
PRXL
2090
DELISTED
Parexel International Corp
PRXL
$75K ﹤0.01%
1,338
-65
-5% -$3.75K
IBME
2091
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$75K ﹤0.01%
+2,798
New +$74.7K
FCT
2092
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$74K ﹤0.01%
5,675
– –
FMY
2093
First Trust Mortgage Income Fund
FMY
$49M
$74K ﹤0.01%
5,000
– –
MELI icon
2094
Mercado Libre
MELI
$92.7B
$74K ﹤0.01%
580
+350
+152% +$44.2K
RXL icon
2095
ProShares Ultra Health Care
RXL
$90.8M
$74K ﹤0.01%
4,800
– –
TRI icon
2096
Thomson Reuters
TRI
$46B
$74K ﹤0.01%
1,587
+459
+41% +$20.3K
DNR
2097
DELISTED
Denbury Resources, Inc.
DNR
$74K ﹤0.01%
9,111
-62,871
-87% -$652K
ANR
2098
DELISTED
Alpha Natural Resources Inc
ANR
$74K ﹤0.01%
44,667
+40,391
+945% +$82.2K
CHDN icon
2099
Churchill Downs
CHDN
$6.2B
$73K ﹤0.01%
4,572
+3,360
+277% +$54.6K
FTNT icon
2100
Fortinet
FTNT
$121B
$73K ﹤0.01%
11,855
+1,745
+17% +$9.4K
82 83
84
85 86

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.