We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Financials 4.54%
3 Technology 4.38%
4 Healthcare 4.14%
5 Industrials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNTX icon
2076
Gentex
GNTX
$4.93B
$46K ﹤0.01%
3,422
-38,422
-92% -$559K
IDA icon
2077
Idacorp
IDA
$8.16B
$46K ﹤0.01%
855
– –
RWT
2078
Redwood Trust
RWT
$599M
$46K ﹤0.01%
2,797
-346
-11% -$6.55K
SLF icon
2079
Sun Life Financial
SLF
$44.4B
$46K ﹤0.01%
1,265
-35
-3% -$1.31K
SON icon
2080
Sonoco
SON
$5.77B
$46K ﹤0.01%
1,176
+531
+82% +$21.7K
SPTM icon
2081
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$46K ﹤0.01%
1,878
– –
TBT icon
2082
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$306M
$46K ﹤0.01%
824
-318
-28% -$18.5K
THC icon
2083
Tenet Healthcare
THC
$21.5B
$46K ﹤0.01%
+780
New +$43.5K
CTR
2084
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$46K ﹤0.01%
400
– –
DUC
2085
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$46K ﹤0.01%
4,743
+9
+0.2% +$92
NE
2086
DELISTED
Noble Corporation
NE
$46K ﹤0.01%
2,060
-452
-18% -$12.2K
COW
2087
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
$46K ﹤0.01%
1,428
-621
-30% -$19.5K
SYA
2088
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
$46K ﹤0.01%
1,957
+622
+47% +$14.5K
PXLC
2089
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
$46K ﹤0.01%
1,200
– –
RESI
2090
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$46K ﹤0.01%
1,925
-977
-34% -$24.2K
ATR icon
2091
AptarGroup
ATR
$8.43B
$45K ﹤0.01%
734
+1
+0.1% +$64
CLW icon
2092
Clearwater Paper
CLW
$356M
$45K ﹤0.01%
750
– –
EA
2093
DELISTED
Electronic Arts
EA
$45K ﹤0.01%
1,252
+515
+70% +$18.8K
FFBC icon
2094
First Financial Bancorp
FFBC
$3.6B
$45K ﹤0.01%
2,845
– –
HPI
2095
John Hancock Preferred Income Fund
HPI
$433M
$45K ﹤0.01%
2,250
– –
NHI icon
2096
National Health Investors
NHI
$3.47B
$45K ﹤0.01%
780
+2
+0.3% +$124
NWL icon
2097
Newell Brands
NWL
$2.63B
$45K ﹤0.01%
1,303
-1,144
-47% -$37.8K
PFD
2098
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
$45K ﹤0.01%
3,301
+10
+0.3% +$140
PMM
2099
Franklin Managed Municipal Income Trust
PMM
$270M
$45K ﹤0.01%
6,350
+1,829
+40% +$12.9K
RSPD icon
2100
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$335M
$45K ﹤0.01%
1,614
+3
+0.2% +$82
82 83
84
85 86

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.2% a quarter earlier, followed by Financials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.