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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.65B
AUM Growth
+$223M
Cap. Flow
+$88M
Cap. Flow %
2.41%
Top 10 Hldgs %
15.39%
Holding
4,183
New
296
Increased
1,637
Reduced
1,037
Closed
153

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$28.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$27.6M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$26.5M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$24.5M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$24.4M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$45.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$43.9M
3
SSO icon
ProShares Ultra S&P500
SSO
+$30.8M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$25.6M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$24.4M

Sector Composition

Rank Sector Weight
1 Energy 4.91%
2 Technology 4.51%
3 Industrials 4.05%
4 Financials 4.05%
5 Healthcare 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AX icon
2076
Axos Financial
AX
$5.72B
$48K ﹤0.01%
2,600
+2,000
+333% +$39.4K
FPE icon
2077
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$48K ﹤0.01%
2,504
+796
+47% +$15.2K
GNT
2078
GAMCO Natural Resources, Gold & Income Trust
GNT
$147M
$48K ﹤0.01%
4,200
-17,350
-81% -$186K
HOLX
2079
DELISTED
Hologic
HOLX
$48K ﹤0.01%
1,904
+661
+53% +$15.4K
MSCI icon
2080
MSCI
MSCI
$41.8B
$48K ﹤0.01%
1,039
-240
-19% -$10.3K
PFD
2081
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$48K ﹤0.01%
3,291
+9
+0.3% +$130
SLF icon
2082
Sun Life Financial
SLF
$44.8B
$48K ﹤0.01%
1,300
+2
+0.2% +$69
CTR
2083
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$48K ﹤0.01%
400
+100
+33% +$11.3K
ADX icon
2084
Adams Diversified Equity Fund
ADX
$3.3B
$47K ﹤0.01%
3,426
+437
+15% +$5.81K
CEV
2085
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$47K ﹤0.01%
3,804
– –
FFA
2086
First Trust Enhanced Equity Income Fund
FFA
$473M
$47K ﹤0.01%
3,282
+527
+19% +$7.39K
MORN icon
2087
Morningstar
MORN
$7.76B
$47K ﹤0.01%
661
-175
-21% -$12.8K
PTC icon
2088
PTC
PTC
$16.7B
$47K ﹤0.01%
1,201
-143
-11% -$5.15K
SMB icon
2089
VanEck Short Muni ETF
SMB
$314M
$47K ﹤0.01%
2,655
– –
URTH icon
2090
iShares MSCI World ETF
URTH
$8.4B
$47K ﹤0.01%
649
+249
+62% +$17.9K
VCV icon
2091
Invesco California Value Municipal Income Trust
VCV
$527M
$47K ﹤0.01%
3,824
+60
+2% +$732
WRB icon
2092
W.R. Berkley
WRB
$26.2B
$47K ﹤0.01%
3,395
+1,856
+121% +$24.1K
SJI
2093
DELISTED
South Jersey Industries, Inc.
SJI
$47K ﹤0.01%
1,560
– –
HWCC
2094
DELISTED
Houston Wire & Cable Company
HWCC
$47K ﹤0.01%
3,787
+3,686
+3,650% +$45K
FTD
2095
DELISTED
FTD Companies, Inc. Common Stock
FTD
$47K ﹤0.01%
1,482
– –
KS
2096
DELISTED
KapStone Paper and Pack Corp.
KS
$47K ﹤0.01%
1,431
+48
+3% +$1.36K
BMR
2097
DELISTED
BIOMED REALTY TRUST INC
BMR
$47K ﹤0.01%
2,163
+507
+31% +$10.8K
CNQR
2098
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$47K ﹤0.01%
500
– –
CLW icon
2099
Clearwater Paper
CLW
$354M
$46K ﹤0.01%
750
– –
CORP icon
2100
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$46K ﹤0.01%
450
– –
82 83
84
85 86

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AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Ladenburg Thalmann Financial Services held 4,183 positions worth $3.65B, up 6.5% from $3.43B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q2 2014 filing shows 296 new, 1,637 increased, 1,037 reduced and 153 closed positions. Its largest new stake was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $45.6M.

By sector, the portfolio is most concentrated in Energy at 4.9% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2014 buy was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M.
  • Ladenburg Thalmann Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $28.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $45.6M.
  • Ladenburg Thalmann Financial Services fully exited iShares MSCI Peru and Global Exposure ETF in Q2 2014, selling an estimated $1.94M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.65B portfolio in Q2 2014.
  • Ladenburg Thalmann Financial Services opened 296 new positions and closed 153 in Q2 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.5% quarter-over-quarter to $3.65B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.