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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAF
2076
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$35K ﹤0.01%
2,670
-352
-12% -$4.53K
MNK
2077
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$35K ﹤0.01%
+787
New +$34.5K
EIP
2078
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
$35K ﹤0.01%
3,000
– –
DBBR
2079
DELISTED
Xtrackers MSCI Brazil Hedged Equity ETF
DBBR
$35K ﹤0.01%
2,000
-1,000
-33% -$16.7K
MEET
2080
DELISTED
The Meet Group, Inc. Common Stock
MEET
$35K ﹤0.01%
19,439
-150
-0.8% -$263
SMS
2081
DELISTED
SIMS METAL MANAGEMENT LTD ADS (EA REPSTG 1 ORD SHS)
SMS
$35K ﹤0.01%
4,008
-1,000
-20% -$8.38K
TCF
2082
DELISTED
TCF Financial Corporation
TCF
$35K ﹤0.01%
2,300
-200
-8% -$2.98K
CFFN icon
2083
Capitol Federal Financial
CFFN
$1.09B
$34K ﹤0.01%
2,799
-1,260
-31% -$15.8K
CSL icon
2084
Carlisle Companies
CSL
$14.9B
$34K ﹤0.01%
489
-14
-3% -$944
IPG
2085
DELISTED
Interpublic Group of Companies
IPG
$34K ﹤0.01%
2,006
+20
+1% +$322
JRI icon
2086
Nuveen Real Asset Income & Growth Fund
JRI
$348M
$34K ﹤0.01%
1,804
+14
+0.8% +$258
OIS icon
2087
Oil States International
OIS
$526M
$34K ﹤0.01%
565
– –
PMM
2088
Franklin Managed Municipal Income Trust
PMM
$272M
$34K ﹤0.01%
4,983
– –
PTC icon
2089
PTC
PTC
$16.7B
$34K ﹤0.01%
1,154
+362
+46% +$9.85K
SPB icon
2090
Spectrum Brands
SPB
$2.09B
$34K ﹤0.01%
527
-14
-3% -$856
THG icon
2091
Hanover Insurance
THG
$7.77B
$34K ﹤0.01%
585
-6
-1% -$319
WCC
2092
WESCO International
WCC
$17.5B
$34K ﹤0.01%
397
-15
-4% -$1.11K
AJRD
2093
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$34K ﹤0.01%
2,100
+2,000
+2,000% +$32.8K
HMSY
2094
DELISTED
HMS Holdings Corp.
HMSY
$34K ﹤0.01%
1,590
– –
CNVR
2095
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$34K ﹤0.01%
1,642
-465
-22% -$10.6K
BDCS
2096
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$34K ﹤0.01%
1,300
– –
TSS
2097
DELISTED
Total System Services, Inc.
TSS
$34K ﹤0.01%
1,169
– –
BGB
2098
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$33K ﹤0.01%
1,875
– –
BGY icon
2099
BlackRock Enhanced International Dividend Trust
BGY
$536M
$33K ﹤0.01%
4,334
+68
+2% +$520
EVV
2100
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$33K ﹤0.01%
2,149
-1,683
-44% -$25.5K
82 83
84
85 86

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.