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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBTYK icon
2051
Liberty Global Class C
LBTYK
$3.46B
$142K ﹤0.01%
4,690
-385
-8% -$11.8K
LYG icon
2052
Lloyds Banking Group
LYG
$90B
$142K ﹤0.01%
44,169
+6,798
+18% +$19.9K
SR icon
2053
Spire
SR
$4.89B
$142K ﹤0.01%
2,190
+4
+0.2% +$252
TLP
2054
DELISTED
Transmontaigne
TLP
$142K ﹤0.01%
3,207
-2,000
-38% -$83.2K
EMSH
2055
DELISTED
ProShares Short Term USD Emerging Markets Bond ETF
EMSH
$142K ﹤0.01%
1,847
+654
+55% +$50.6K
GPM
2056
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$142K ﹤0.01%
17,737
+1,556
+10% +$12.2K
CECO icon
2057
Ceco Environmental
CECO
$4.44B
$141K ﹤0.01%
10,064
+9,798
+3,683% +$119K
FLO icon
2058
Flowers Foods
FLO
$1.52B
$141K ﹤0.01%
8,072
-251
-3% -$4.13K
RVTY icon
2059
Revvity
RVTY
$13.1B
$141K ﹤0.01%
2,694
-3,222
-54% -$168K
UHS icon
2060
Universal Health Services
UHS
$10.2B
$141K ﹤0.01%
1,211
+38
+3% +$4.5K
IBDJ
2061
DELISTED
iShares iBonds Dec 2017 Term Corporate ETF
IBDJ
$141K ﹤0.01%
5,660
– –
WOLF icon
2062
Wolfspeed
WOLF
$1.64B
$140K ﹤0.01%
5,277
-395
-7% -$9.83K
MYC
2063
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$140K ﹤0.01%
9,150
+6,000
+190% +$94.3K
CBB.PRB
2064
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$140K ﹤0.01%
2,850
-50
-2% -$2.49K
ADX icon
2065
Adams Diversified Equity Fund
ADX
$3.31B
$139K ﹤0.01%
10,989
+4,282
+64% +$54.9K
BBVA icon
2066
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$139K ﹤0.01%
21,011
-4,885
-19% -$31.5K
EVG
2067
Eaton Vance Short Duration Diversified Income Fund
EVG
$144M
$139K ﹤0.01%
10,051
-2,669
-21% -$35.9K
FCT
2068
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$139K ﹤0.01%
10,070
+3,030
+43% +$41.3K
HAP icon
2069
VanEck Natural Resources ETF
HAP
$308M
$139K ﹤0.01%
4,297
-16
-0.4% -$511
IWX icon
2070
iShares Russell Top 200 Value ETF
IWX
$4.04B
$139K ﹤0.01%
2,952
+8
+0.3% +$363
TCF
2071
DELISTED
TCF Financial Corporation Common Stock
TCF
$139K ﹤0.01%
2,722
+1,650
+154% +$80.4K
HZNP
2072
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$139K ﹤0.01%
8,543
-10,038
-54% -$182K
BAC.WS.A
2073
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$139K ﹤0.01%
14,000
– –
ALKS icon
2074
Alkermes
ALKS
$8.44B
$138K ﹤0.01%
2,464
-98
-4% -$5.24K
FCO
2075
DELISTED
abrdn Global Income Fund
FCO
$138K ﹤0.01%
17,369
+101
+0.6% +$823
81 82
83
84 85

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.