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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Financials 4.54%
3 Technology 4.38%
4 Healthcare 4.14%
5 Industrials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRI icon
2051
Thomson Reuters
TRI
$46B
$48K ﹤0.01%
1,128
-47
-4% -$2.03K
UBNK
2052
DELISTED
United Financial Bancorp, Inc.
UBNK
$48K ﹤0.01%
3,750
-404
-10% -$5.11K
CST
2053
DELISTED
CST Brands, Inc.
CST
$48K ﹤0.01%
1,323
-570
-30% -$19.7K
ELNK
2054
DELISTED
EarthLink Holdings Corp.
ELNK
$48K ﹤0.01%
14,000
+13,578
+3,218% +$53.3K
JAH
2055
DELISTED
JARDEN CORPORATION
JAH
$48K ﹤0.01%
1,202
+32
+3% +$1.25K
ADSK icon
2056
Autodesk
ADSK
$54.5B
$47K ﹤0.01%
851
+8
+0.9% +$438
BRO icon
2057
Brown & Brown
BRO
$23.8B
$47K ﹤0.01%
2,896
-322
-10% -$5.1K
BTO
2058
John Hancock Financial Opportunities Fund
BTO
$814M
$47K ﹤0.01%
2,125
+1,650
+347% +$37.4K
CEV
2059
Eaton Vance California Municipal Income Trust
CEV
$74.9M
$47K ﹤0.01%
3,804
– –
EWY icon
2060
iShares MSCI South Korea ETF
EWY
$27.6B
$47K ﹤0.01%
782
-707
-47% -$45.9K
FPE icon
2061
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$47K ﹤0.01%
2,504
– –
HPS
2062
John Hancock Preferred Income Fund III
HPS
$463M
$47K ﹤0.01%
2,674
-640
-19% -$11.2K
PAG icon
2063
Penske Automotive Group
PAG
$14.3B
$47K ﹤0.01%
1,160
-1,740
-60% -$81.7K
REX icon
2064
REX American Resources
REX
$1.44B
$47K ﹤0.01%
+3,900
New +$58K
SMB icon
2065
VanEck Short Muni ETF
SMB
$314M
$47K ﹤0.01%
2,655
– –
VCV icon
2066
Invesco California Value Municipal Income Trust
VCV
$527M
$47K ﹤0.01%
3,886
+62
+2% +$760
WRB icon
2067
W.R. Berkley
WRB
$25.9B
$47K ﹤0.01%
3,287
-108
-3% -$1.5K
XPO icon
2068
XPO
XPO
$24.7B
$47K ﹤0.01%
3,629
+3,421
+1,645% +$37.3K
SIX
2069
DELISTED
Six Flags Entertainment Corp.
SIX
$47K ﹤0.01%
1,362
-215
-14% -$8.09K
PE
2070
DELISTED
PARSLEY ENERGY INC
PE
$47K ﹤0.01%
2,200
+1,550
+238% +$33.8K
MHR
2071
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$47K ﹤0.01%
8,511
+647
+8% +$4.28K
APTV icon
2072
Aptiv
APTV
$10.2B
$46K ﹤0.01%
753
-108
-13% -$7.39K
CIEN icon
2073
Ciena
CIEN
$62.7B
$46K ﹤0.01%
2,725
+484
+22% +$9.49K
CTRE icon
2074
CareTrust REIT
CTRE
$9.18B
$46K ﹤0.01%
3,250
+2,750
+550% +$46.6K
EXP icon
2075
Eagle Materials
EXP
$6.47B
$46K ﹤0.01%
454
+16
+4% +$1.55K
81 82
83
84 85

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.2% a quarter earlier, followed by Financials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.