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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TISI icon
2051
Team
TISI
$101M
$45K ﹤0.01%
105
-80
-43% -$34.8K
INFN
2052
DELISTED
Infinera Corporation Common Stock
INFN
$45K ﹤0.01%
5,000
– –
ARII
2053
DELISTED
American Railcar Industries, Inc.
ARII
$45K ﹤0.01%
644
-5,488
-89% -$316K
ENH
2054
DELISTED
Endurance Specialty Holdings Ltd
ENH
$45K ﹤0.01%
844
+55
+7% +$2.92K
HMH
2055
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
$45K ﹤0.01%
6,634
-2,023
-23% -$12.9K
XL
2056
DELISTED
XL Group Ltd.
XL
$45K ﹤0.01%
1,424
+355
+33% +$10.6K
BGR icon
2057
BlackRock Energy and Resources Trust
BGR
$426M
$44K ﹤0.01%
1,803
– –
FCEL icon
2058
FuelCell Energy
FCEL
$1.63B
$44K ﹤0.01%
+4
New +$34.7K
FLC
2059
Flaherty & Crumrine Total Return Fund
FLC
$176M
$44K ﹤0.01%
2,236
-1,120
-33% -$21.4K
HLX icon
2060
Helix Energy Solutions
HLX
$1.49B
$44K ﹤0.01%
1,900
-137
-7% -$3.05K
KNCT icon
2061
Invesco Next Gen Connectivity ETF
KNCT
$166M
$44K ﹤0.01%
1,321
– –
VCV icon
2062
Invesco California Value Municipal Income Trust
VCV
$527M
$44K ﹤0.01%
3,764
+62
+2% +$726
SJI
2063
DELISTED
South Jersey Industries, Inc.
SJI
$44K ﹤0.01%
1,560
+1,360
+680% +$37.4K
ETFC
2064
DELISTED
E*Trade Financial Corporation
ETFC
$44K ﹤0.01%
1,905
+760
+66% +$16.6K
LGCY
2065
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$44K ﹤0.01%
1,752
+10
+0.6% +$268
AZUR
2066
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
$44K ﹤0.01%
2,509
+32
+1% +$562
CVD
2067
DELISTED
COVANCE INC.
CVD
$44K ﹤0.01%
428
-164
-28% -$16.3K
PXLC
2068
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
$44K ﹤0.01%
1,200
– –
CDE icon
2069
Coeur Mining
CDE
$19B
$43K ﹤0.01%
4,620
-100
-2% -$1.08K
ETG
2070
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$43K ﹤0.01%
2,551
+283
+12% +$4.73K
NUS icon
2071
Nu Skin
NUS
$236M
$43K ﹤0.01%
525
-399
-43% -$35K
PAG icon
2072
Penske Automotive Group
PAG
$14.3B
$43K ﹤0.01%
1,000
– –
RSPD icon
2073
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$335M
$43K ﹤0.01%
1,605
+6
+0.4% +$157
STAG icon
2074
STAG Industrial
STAG
$7.12B
$43K ﹤0.01%
1,800
-24
-1% -$536
ARNA
2075
DELISTED
Arena Pharmaceuticals Inc
ARNA
$43K ﹤0.01%
680
-1,850
-73% -$123K
81 82
83
84 85

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.