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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPI
2026
John Hancock Preferred Income Fund
HPI
$433M
$263K ﹤0.01%
14,012
+4,580
+49% +$93.6K
MLPI
2027
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$263K ﹤0.01%
12,519
+12,154
+3,330% +$268K
AMX icon
2028
America Movil
AMX
$69.7B
$262K ﹤0.01%
18,388
-3,119
-15% -$44.8K
CMBS icon
2029
iShares CMBS ETF
CMBS
$473M
$262K ﹤0.01%
5,219
-72
-1% -$3.56K
NWBI icon
2030
Northwest Bancshares
NWBI
$2.31B
$262K ﹤0.01%
15,371
+859
+6% +$14.5K
RLY icon
2031
State Street Multi-Asset Real Return ETF
RLY
$1.31B
$262K ﹤0.01%
11,475
+4,226
+58% +$105K
TOK icon
2032
iShares MSCI Kokusai Fund
TOK
$258M
$262K ﹤0.01%
4,510
-126
-3% -$7.91K
SHRY icon
2033
First Trust Exchange-Traded Fund VI First Trust Bloomberg Shareholder Yield ETF
SHRY
$16.8M
$262K ﹤0.01%
+13,411
New +$282K
CRT
2034
Cross Timbers Royalty Trust
CRT
$60.6M
$261K ﹤0.01%
23,436
-1,773
-7% -$25.3K
IBKR icon
2035
Interactive Brokers
IBKR
$41.4B
$261K ﹤0.01%
19,140
+2,044
+12% +$27.3K
IGOV icon
2036
iShares International Treasury Bond ETF
IGOV
$1.54B
$261K ﹤0.01%
5,380
+1,785
+50% +$85.2K
PPLT
2037
abrdn Physical Platinum Shares ETF
PPLT
$2B
$261K ﹤0.01%
34,790
-3,160
-8% -$24.7K
JNPR
2038
DELISTED
Juniper Networks
JNPR
$259K ﹤0.01%
9,614
+1,480
+18% +$41.9K
ORAN
2039
DELISTED
Orange
ORAN
$259K ﹤0.01%
15,952
-2,222
-12% -$35.9K
DECK icon
2040
Deckers Outdoor
DECK
$12.7B
$258K ﹤0.01%
12,030
+5,406
+82% +$110K
SCHK icon
2041
Schwab 1000 Index ETF
SCHK
$5.98B
$258K ﹤0.01%
+21,050
New +$278K
ETRN
2042
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$258K ﹤0.01%
+12,925
New +$273K
FCT
2043
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$257K ﹤0.01%
22,867
+3,058
+15% +$36.5K
MAS icon
2044
Masco
MAS
$14.7B
$257K ﹤0.01%
8,648
-2,754
-24% -$85.6K
LDRS
2045
DELISTED
Innovator IBD ETF Leaders ETF
LDRS
$257K ﹤0.01%
12,000
-5,900
-33% -$135K
WBK
2046
DELISTED
Westpac Banking Corporation
WBK
$257K ﹤0.01%
14,751
+1,000
+7% +$18.6K
SNR
2047
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$256K ﹤0.01%
62,167
-52
-0.1% -$274
ALGT icon
2048
Allegiant Air
ALGT
$2.36B
$255K ﹤0.01%
2,555
+135
+6% +$16.1K
GMED icon
2049
Globus Medical
GMED
$11.5B
$255K ﹤0.01%
5,935
+63
+1% +$3.14K
GNT
2050
GAMCO Natural Resources, Gold & Income Trust
GNT
$151M
$255K ﹤0.01%
51,481
+1,281
+3% +$6.88K
80 81
82
83 84

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.