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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Financials 4.54%
3 Technology 4.38%
4 Healthcare 4.14%
5 Industrials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MJI
2026
DELISTED
BLACKROCK MUNIYLD NJ QUALITY FUND INC COM STK (USA)
MJI
$51K ﹤0.01%
3,651
– –
CAE icon
2027
CAE Inc. Common Shares
CAE
$8.9B
$50K ﹤0.01%
4,123
-467
-10% -$5.89K
FTCS icon
2028
First Trust Capital Strength ETF
FTCS
$8.02B
$50K ﹤0.01%
1,412
– –
FUL icon
2029
H.B. Fuller
FUL
$3.24B
$50K ﹤0.01%
1,258
-1,146
-48% -$52.2K
RMD icon
2030
ResMed
RMD
$32.8B
$50K ﹤0.01%
1,024
-114
-10% -$5.81K
NYMX
2031
DELISTED
Nymox Pharmaceutical Corp
NYMX
$50K ﹤0.01%
11,400
– –
TIF
2032
DELISTED
Tiffany & Co.
TIF
$50K ﹤0.01%
521
– –
NMBL
2033
DELISTED
Nimble Storage, Inc.
NMBL
$50K ﹤0.01%
1,937
+1,882
+3,422% +$51.1K
IHS
2034
DELISTED
IHS INC CL-A COM STK
IHS
$50K ﹤0.01%
403
+200
+99% +$27.1K
ARMF
2035
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$50K ﹤0.01%
2,415
– –
CGNX icon
2036
Cognex
CGNX
$10.4B
$49K ﹤0.01%
2,436
-966
-28% -$20K
EVV
2037
Eaton Vance Limited Duration Income Fund
EVV
$1.08B
$49K ﹤0.01%
3,402
-941
-22% -$14.2K
EWM icon
2038
iShares MSCI Malaysia ETF
EWM
$332M
$49K ﹤0.01%
804
+78
+11% +$4.97K
MSCI icon
2039
MSCI
MSCI
$41.8B
$49K ﹤0.01%
1,039
– –
SNN icon
2040
Smith & Nephew
SNN
$12.6B
$49K ﹤0.01%
1,450
-55
-4% -$1.92K
DBD
2041
DELISTED
Diebold Nixdorf Incorporated
DBD
$49K ﹤0.01%
1,389
-708
-34% -$26.7K
DBS
2042
DELISTED
Invesco DB Silver Fund
DBS
$49K ﹤0.01%
1,772
– –
AT
2043
DELISTED
Atlantic Power Corporation
AT
$49K ﹤0.01%
20,566
+7,454
+57% +$26.9K
TFCF
2044
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$49K ﹤0.01%
1,475
+132
+10% +$4.45K
CSI
2045
DELISTED
Cutwater Select Income Fund
CSI
$49K ﹤0.01%
2,500
– –
ERIC icon
2046
Ericsson
ERIC
$33.4B
$48K ﹤0.01%
3,854
-324
-8% -$4.02K
ONEQ icon
2047
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$48K ﹤0.01%
+2,740
New +$48.2K
POR icon
2048
Portland General Electric
POR
$5.74B
$48K ﹤0.01%
1,495
+457
+44% +$15.2K
SCD
2049
LMP Capital and Income Fund
SCD
$361M
$48K ﹤0.01%
2,818
+1,417
+101% +$25K
SPE
2050
Special Opportunities Fund
SPE
$144M
$48K ﹤0.01%
3,015
-2,111
-41% -$34K
80 81
82
83 84

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.2% a quarter earlier, followed by Financials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.