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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAH
2026
DELISTED
JARDEN CORPORATION
JAH
$47K ﹤0.01%
1,170
+214
+22% +$8.69K
VE
2027
DELISTED
VEOLIA ENVIRONNEMENT
VE
$47K ﹤0.01%
2,355
-3,000
-56% -$52.9K
ASML icon
2028
ASML
ASML
$710B
$46K ﹤0.01%
493
+59
+14% +$5.25K
BIZD icon
2029
VanEck BDC Income ETF
BIZD
$1.71B
$46K ﹤0.01%
+2,233
New +$46.7K
CEV
2030
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$46K ﹤0.01%
3,804
+3,454
+987% +$41.3K
CORP icon
2031
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$46K ﹤0.01%
450
– –
HI
2032
DELISTED
Hillenbrand
HI
$46K ﹤0.01%
1,413
+400
+39% +$11.8K
INN
2033
Summit Hotel Properties
INN
$656M
$46K ﹤0.01%
4,975
-2,488
-33% -$22.5K
PFD
2034
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$46K ﹤0.01%
3,282
+13
+0.4% +$169
RL icon
2035
Ralph Lauren
RL
$23.1B
$46K ﹤0.01%
287
+213
+288% +$34.3K
RZV icon
2036
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$307M
$46K ﹤0.01%
726
+24
+3% +$1.47K
WAT icon
2037
Waters Corp
WAT
$40.6B
$46K ﹤0.01%
428
-100
-19% -$10.8K
SLCA
2038
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$46K ﹤0.01%
1,199
-2,426
-67% -$78.1K
ALBO
2039
DELISTED
Albireo Pharma Inc
ALBO
$46K ﹤0.01%
567
+534
+1,618% +$48.6K
MNK
2040
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$46K ﹤0.01%
719
-84
-10% -$5.29K
AVP
2041
DELISTED
Avon Products, Inc.
AVP
$46K ﹤0.01%
3,128
+57
+2% +$876
CAM
2042
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$46K ﹤0.01%
744
-1,003
-57% -$60.8K
DGI
2043
DELISTED
DigitalGlobe Inc.
DGI
$46K ﹤0.01%
1,585
+1,398
+748% +$51.1K
CACC icon
2044
Credit Acceptance
CACC
$6.05B
$45K ﹤0.01%
318
– –
FXC icon
2045
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.6M
$45K ﹤0.01%
497
– –
HPI
2046
John Hancock Preferred Income Fund
HPI
$433M
$45K ﹤0.01%
2,250
– –
NML
2047
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
$45K ﹤0.01%
2,475
-16,227
-87% -$300K
RGLS
2048
DELISTED
Regulus Therapeutics
RGLS
$45K ﹤0.01%
+42
New +$46.6K
SLF icon
2049
Sun Life Financial
SLF
$44.8B
$45K ﹤0.01%
1,298
-106
-8% -$3.65K
TEX icon
2050
Terex
TEX
$7.57B
$45K ﹤0.01%
1,006
-109
-10% -$4.58K
80 81
82
83 84

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.