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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNTX icon
2001
Gentex
GNTX
$4.93B
$84K ﹤0.01%
4,738
+1,316
+38% +$21.9K
IDGT icon
2002
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$547M
$84K ﹤0.01%
2,252
+27
+1% +$948
PALI icon
2003
Palisade Bio
PALI
$375M
– –
0
– –
SIVR icon
2004
abrdn Physical Silver Shares ETF
SIVR
$4.47B
$84K ﹤0.01%
5,417
+841
+18% +$13.7K
TWM icon
2005
ProShares UltraShort Russell2000
TWM
$40.8M
$84K ﹤0.01%
107
+105
+5,250% +$93.3K
VTIP icon
2006
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$84K ﹤0.01%
1,737
+1,556
+860% +$76.5K
NBIS
2007
Nebius Group N.V.
NBIS
$69.3B
$84K ﹤0.01%
4,705
-60
-1% -$1.45K
HT
2008
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$84K ﹤0.01%
+2,829
New +$80.1K
IRL
2009
DELISTED
NEW IRELAND FUND INC
IRL
$84K ﹤0.01%
6,651
+144
+2% +$1.8K
ZIXI
2010
DELISTED
Zix Corporation
ZIXI
$84K ﹤0.01%
+23,400
New +$79.8K
EVEP
2011
DELISTED
EV Energy Partners, L.P.
EVEP
$84K ﹤0.01%
4,371
+3,577
+451% +$103K
FEIC
2012
DELISTED
FEI COMPANY
FEIC
$84K ﹤0.01%
939
+440
+88% +$36.7K
NID
2013
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$84K ﹤0.01%
6,700
– –
GPM
2014
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$84K ﹤0.01%
+9,692
New +$84.3K
GBAB
2015
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$391M
$83K ﹤0.01%
+3,750
New +$81.4K
TCX icon
2016
Tucows
TCX
$140M
$83K ﹤0.01%
+4,300
New +$71.3K
VIVS
2017
VivoSim Labs
VIVS
$1.15M
$83K ﹤0.01%
48
+25
+109% +$38.4K
KERX
2018
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$83K ﹤0.01%
5,805
+1,154
+25% +$17.9K
ANSS
2019
DELISTED
Ansys
ANSS
$82K ﹤0.01%
975
+483
+98% +$38.3K
EGO icon
2020
Eldorado Gold
EGO
$10.4B
$82K ﹤0.01%
2,719
+255
+10% +$8.26K
FCO
2021
DELISTED
abrdn Global Income Fund
FCO
$82K ﹤0.01%
8,573
+1,873
+28% +$19.1K
FNF icon
2022
Fidelity National Financial
FNF
$12.8B
$82K ﹤0.01%
3,401
+1,467
+76% +$31.1K
KOF icon
2023
Coca-Cola Femsa
KOF
$23.1B
$82K ﹤0.01%
938
– –
LTC
2024
LTC Properties
LTC
$2.1B
$82K ﹤0.01%
1,889
+347
+23% +$14.2K
PHT
2025
DELISTED
Pioneer High Income Fund
PHT
$82K ﹤0.01%
4,761
-6,459
-58% -$112K
79 80
81
82 83

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.