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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNTD
2001
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$53K ﹤0.01%
4,817
+1,900
+65% +$21.5K
DISH
2002
DELISTED
DISH Network Corp.
DISH
$53K ﹤0.01%
822
– –
MTGE
2003
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$53K ﹤0.01%
2,800
– –
FANG icon
2004
Diamondback Energy
FANG
$55.9B
$52K ﹤0.01%
700
+25
+4% +$2.03K
NEA icon
2005
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$52K ﹤0.01%
3,856
-1,974
-34% -$26.4K
NMZ icon
2006
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$52K ﹤0.01%
4,000
– –
TFX icon
2007
Teleflex
TFX
$5.82B
$52K ﹤0.01%
495
– –
TOL icon
2008
Toll Brothers
TOL
$13.9B
$52K ﹤0.01%
1,676
-2,575
-61% -$88.2K
WBS icon
2009
Webster Financial
WBS
$12.8B
$52K ﹤0.01%
1,794
+225
+14% +$6.69K
ETFC
2010
DELISTED
E*Trade Financial Corporation
ETFC
$52K ﹤0.01%
2,314
+597
+35% +$13.1K
CFNB
2011
DELISTED
California First National Banc
CFNB
$52K ﹤0.01%
3,500
– –
MHFI
2012
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$52K ﹤0.01%
613
+22
+4% +$1.81K
HAWK
2013
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$52K ﹤0.01%
1,609
+893
+125% +$25.2K
EAT icon
2014
Brinker International
EAT
$10.2B
$51K ﹤0.01%
1,012
+466
+85% +$22.4K
FTNT icon
2015
Fortinet
FTNT
$121B
$51K ﹤0.01%
10,110
+995
+11% +$5.03K
IFN
2016
Aberdeen India Fund
IFN
$509M
$51K ﹤0.01%
1,889
-708
-27% -$18.5K
LAD icon
2017
Lithia Motors
LAD
$8.32B
$51K ﹤0.01%
677
+301
+80% +$26.6K
NWN icon
2018
Northwest Natural Holdings
NWN
$2.12B
$51K ﹤0.01%
1,197
– –
R icon
2019
Ryder
R
$10.1B
$51K ﹤0.01%
568
+222
+64% +$19.9K
SPB icon
2020
Spectrum Brands
SPB
$2.03B
$51K ﹤0.01%
558
+125
+29% +$10.7K
SPPP
2021
Sprott Physical Platinum and Palladium Trust
SPPP
$622M
$51K ﹤0.01%
5,800
+4,400
+314% +$43.5K
SSL icon
2022
Sasol
SSL
$7.17B
$51K ﹤0.01%
929
+86
+10% +$4.98K
VTWO icon
2023
Vanguard Russell 2000 ETF
VTWO
$17.5B
$51K ﹤0.01%
1,162
– –
XHS icon
2024
State Street SPDR S&P Health Care Services ETF
XHS
$207M
$51K ﹤0.01%
1,000
– –
SGL
2025
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$51K ﹤0.01%
5,750
– –
79 80
81
82 83

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.