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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.65B
AUM Growth
+$223M
Cap. Flow
+$88M
Cap. Flow %
2.41%
Top 10 Hldgs %
15.39%
Holding
4,183
New
296
Increased
1,637
Reduced
1,037
Closed
153

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$28.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$27.6M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$26.5M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$24.5M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$24.4M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$45.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$43.9M
3
SSO icon
ProShares Ultra S&P500
SSO
+$30.8M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$25.6M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$24.4M

Sector Composition

Rank Sector Weight
1 Energy 4.91%
2 Technology 4.51%
3 Industrials 4.05%
4 Financials 4.05%
5 Healthcare 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPP
2001
DELISTED
SPDR RUSSELL/NOMURA PRIME JAPAN ETF
JPP
$54K ﹤0.01%
1,224
-391
-24% -$17.1K
SGL
2002
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$54K ﹤0.01%
5,750
– –
EXXI
2003
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$54K ﹤0.01%
2,288
-29
-1% -$654
BSCM
2004
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$54K ﹤0.01%
2,600
– –
AVY icon
2005
Avery Dennison
AVY
$13.6B
$53K ﹤0.01%
1,042
+228
+28% +$11.3K
CG icon
2006
Carlyle Group
CG
$18.3B
$53K ﹤0.01%
1,569
+4
+0.3% +$132
KTOS icon
2007
Kratos Defense & Security Solutions
KTOS
$11.8B
$53K ﹤0.01%
6,750
– –
MUNI icon
2008
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$53K ﹤0.01%
1,000
– –
NMZ icon
2009
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$53K ﹤0.01%
+4,000
New +$52.6K
PKOH icon
2010
Park-Ohio Holdings
PKOH
$720M
$53K ﹤0.01%
+1,000
New +$56.5K
XES icon
2011
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$389M
$53K ﹤0.01%
108
– –
SAFM
2012
DELISTED
Sanderson Farms Inc
SAFM
$53K ﹤0.01%
542
+211
+64% +$18.3K
NPP
2013
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$53K ﹤0.01%
3,647
+18
+0.5% +$264
ARMF
2014
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$53K ﹤0.01%
2,415
– –
MJI
2015
DELISTED
BLACKROCK MUNIYLD NJ QUALITY FUND INC COM STK (USA)
MJI
$53K ﹤0.01%
3,651
– –
DISH
2016
DELISTED
DISH Network Corp.
DISH
$53K ﹤0.01%
822
-50
-6% -$3K
CDE icon
2017
Coeur Mining
CDE
$19B
$52K ﹤0.01%
5,689
+1,069
+23% +$8.79K
CMRE icon
2018
Costamare
CMRE
$1.74B
$52K ﹤0.01%
2,247
+47
+2% +$1.03K
CPRT icon
2019
Copart
CPRT
$27.2B
$52K ﹤0.01%
11,664
+5,248
+82% +$23.7K
HFBL icon
2020
Home Federal Bancorp
HFBL
$73M
$52K ﹤0.01%
5,460
+910
+20% +$8.42K
HLF icon
2021
Herbalife
HLF
$1.28B
$52K ﹤0.01%
1,622
-904
-36% -$27.7K
TFX icon
2022
Teleflex
TFX
$5.82B
$52K ﹤0.01%
495
– –
TIF
2023
DELISTED
Tiffany & Co.
TIF
$52K ﹤0.01%
521
+195
+60% +$18.1K
GARS
2024
DELISTED
Garrison Capital Inc.
GARS
$52K ﹤0.01%
3,420
+1,018
+42% +$14.7K
AZUR
2025
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
$52K ﹤0.01%
2,540
+31
+1% +$586
79 80
81
82 83

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Ladenburg Thalmann Financial Services held 4,183 positions worth $3.65B, up 6.5% from $3.43B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q2 2014 filing shows 296 new, 1,637 increased, 1,037 reduced and 153 closed positions. Its largest new stake was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $45.6M.

By sector, the portfolio is most concentrated in Energy at 4.9% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2014 buy was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M.
  • Ladenburg Thalmann Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $28.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $45.6M.
  • Ladenburg Thalmann Financial Services fully exited iShares MSCI Peru and Global Exposure ETF in Q2 2014, selling an estimated $1.94M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.65B portfolio in Q2 2014.
  • Ladenburg Thalmann Financial Services opened 296 new positions and closed 153 in Q2 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.5% quarter-over-quarter to $3.65B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.