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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INCY icon
2001
Incyte
INCY
$24.5B
$48K ﹤0.01%
890
+99
+13% +$6.14K
MGK icon
2002
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$48K ﹤0.01%
3,310
-145
-4% -$2.1K
NVAX icon
2003
Novavax
NVAX
$1.34B
$48K ﹤0.01%
530
-20
-4% -$2.23K
PTC icon
2004
PTC
PTC
$16.1B
$48K ﹤0.01%
1,344
+58
+5% +$2.13K
RSPT icon
2005
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$6.05B
$48K ﹤0.01%
6,030
– –
WBS icon
2006
Webster Financial
WBS
$12.8B
$48K ﹤0.01%
1,530
+305
+25% +$9.37K
SAVE
2007
DELISTED
Spirit Airlines, Inc.
SAVE
$48K ﹤0.01%
+800
New +$42K
INXN
2008
DELISTED
Interxion Holding N.V.
INXN
$48K ﹤0.01%
2,011
+823
+69% +$20K
AEGR
2009
DELISTED
Aegerion Pharmaceuticals
AEGR
$48K ﹤0.01%
1,050
+600
+133% +$35.2K
TSS
2010
DELISTED
Total System Services, Inc.
TSS
$48K ﹤0.01%
1,592
+423
+36% +$13K
CLW icon
2011
Clearwater Paper
CLW
$356M
$47K ﹤0.01%
750
– –
CMRE icon
2012
Costamare
CMRE
$1.71B
$47K ﹤0.01%
2,200
-1,800
-45% -$35.4K
EWD icon
2013
iShares MSCI Sweden ETF
EWD
$585M
$47K ﹤0.01%
1,265
-827
-40% -$29.4K
IBN icon
2014
ICICI Bank
IBN
$107B
$47K ﹤0.01%
5,913
+743
+14% +$4.96K
NHI icon
2015
National Health Investors
NHI
$3.47B
$47K ﹤0.01%
777
+18
+2% +$1.09K
PCH
2016
DELISTED
PotlatchDeltic
PCH
$47K ﹤0.01%
1,215
– –
SEE
2017
DELISTED
Sealed Air
SEE
$47K ﹤0.01%
1,430
-237
-14% -$7.73K
SMB icon
2018
VanEck Short Muni ETF
SMB
$314M
$47K ﹤0.01%
2,655
– –
SSL icon
2019
Sasol
SSL
$7.36B
$47K ﹤0.01%
841
-15
-2% -$758
TDF
2020
Templeton Dragon Fund
TDF
$274M
$47K ﹤0.01%
1,924
+750
+64% +$18K
XHS icon
2021
State Street SPDR S&P Health Care Services ETF
XHS
$207M
$47K ﹤0.01%
1,000
– –
TRK
2022
DELISTED
Speedway Motorsports, Inc.
TRK
$47K ﹤0.01%
2,500
– –
FTD
2023
DELISTED
FTD Companies, Inc. Common Stock
FTD
$47K ﹤0.01%
1,482
– –
CSI
2024
DELISTED
Cutwater Select Income Fund
CSI
$47K ﹤0.01%
2,500
-1,731
-41% -$32.3K
MHFI
2025
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$47K ﹤0.01%
614
+61
+11% +$4.77K
79 80
81
82 83

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.